UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee stock option (right to buy) | Â (6) | 05/07/2024 | Common Stock | 12,230 | $ 21.18 | D | Â |
Employee stock option (right to buy) | Â (7) | 08/21/2022 | Common Stock | 2,555 | $ 8.22 | D | Â |
Employee stock option (right to buy) | Â (8) | 06/28/2023 | Common Stock | 12,155 | $ 13.7 | D | Â |
Employee stock option (right to buy) | Â (9) | 05/29/2025 | Common Stock | 6,500 | $ 9.36 | D | Â |
Employee stock option (right to buy) | Â (10) | 08/21/2022 | Common Stock | 2,555 | $ 8.22 | D | Â |
Employee stock option (right to buy) | Â (11) | 08/21/2022 | Common Stock | 26,301 | $ 8.22 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Sigala Ruben ONE CAESARS PALACE DRIVE LAS VEGAS, NV 89109 |
 |  |  EVP & Chief Marketing Officer |  |
/s/ Jill Eaton, by Power of Attorney, on behalf of Ruben Sigala | 12/22/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects restricted stock units granted to the Reporting Person pursuant to Rule 16b-3, 100% of which will vest on January 5, 2018. |
(2) | Reflects restricted stock units granted to the Reporting Person pursuant to Rule 16b-3, of which 50% of original grant has vested and 25% will vest on each of May 7, 2017 and May 7, 2018. |
(3) | Reflects restricted stock units granted to the Reporting Person pursuant to Rule 16b-3, one third of which vest on each of March 23, 2017, March 23, 2018 and March 23, 2019. |
(4) | Reflects restricted stock units granted to the Reporting Person pursuant to Rule 16b-3, of which 75% of original grant has vested and 25% will vest on January 2, 2017. |
(5) | Reflects restricted stock units granted to the Reporting Person pursuant to Rule 16b-3, of which 25% of original grant has vested and 25% will vest on each of March 1, 2017, March 1, 2018 and March 1, 2019. |
(6) | Reflects stock options granted to the Reporting Person pursuant to Rule 16b-3, of which 50% are vested and 25% will vest on each of May 7, 2017 and May 7, 2018. |
(7) | Reflects stock options granted to the Reporting Person pursuant to Rule 16b-3, of which 100% vest when share price is at $35 per share for a 30-day consecutive period. |
(8) | Reflects stock options granted to the Reporting Person pursuant to Rule 16b-3, of which 75% has vested and 25% will vest on January 2, 2017. |
(9) | Reflects stock options granted to the Reporting Person pursuant to Rule 16b-3, of which 25% has vested and 25% will vest on each of March 23, 2017, March 23, 2018 and March 23, 2019. |
(10) | Reflects stock options granted to the Reporting Person pursuant to Rule 16b-3 of which 100% are vested. |
(11) | Reflects stock options granted to the Reporting Person pursuant to Rule 16b-3 of which 100% are vested. |
 Remarks: Mr. Sigala's title is pending all required regulatory approvals. |