UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee stock option (right to buy) | Â (6) | 08/21/2022 | Common Stock | 4,049 (6) | $ 8.22 | D | Â |
Employee stock option (right to buy) | Â (7) | 08/21/2022 | Common Stock | 462 (7) | $ 8.22 | D | Â |
Employee stock option (right to buy) | Â (7) | 02/21/2023 | Common Stock | 287 (7) | $ 9.45 | D | Â |
Employee stock option (right to buy) | Â (8) | 05/29/2025 | Common Stock | 2,523 (8) | $ 9.36 | D | Â |
Employee stock option (right to buy) | Â (10) | 02/21/2023 | Common Stock | 1,718 (10) | $ 9.45 | D | Â |
Employee stock option (right to buy) | Â (11) | 12/18/2023 | Common Stock | 287 (11) | $ 9.45 | D | Â |
Employee stock option (right to buy) | Â (9) | 05/07/2024 | Common Stock | 5,617 (9) | $ 9.45 | D | Â |
Employee stock option (right to buy) | Â (11) | 12/18/2023 | Common Stock | 462 (11) | $ 8.22 | D | Â |
Employee stock option (right to buy) | Â (12) | 06/28/2023 | Common Stock | 1,875 (12) | $ 9.45 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Stuart Christian D ONE CAESARS PALACE DRIVE LAS VEGAS, NV 89109 |
 |  |  EVP Gaming & Interactive Ent. |  |
/s/ Jill Eaton, by Power of Attorney, on behalf of Christian D. Stuart | 03/17/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | RSUs granted 5/7/2014; 50% are vested and remaining 50% will vest in equal installments on each of 5/7/2017 and 5/7/2018. |
(2) | Represents common stock owned from open market purchases and vested RSUs. |
(3) | RSUs granted 3/23/2016 and will vest in three equal installments on each of 3/23/2017, 3/23/2018, and 3/23/2019. |
(4) | RSUs granted 7/5/2016 and 100% vest on 1/5/2018. |
(5) | RSUs granted 5/29/2015; 50% are vested and remaining 50% will vest in equal installments on each of 3/1/2018 and 3/1/2019. |
(6) | Options to purchase shares awarded 8/21/2012; 100% vested. |
(7) | The option becomes vested and becomes exercisable, if at all, immediately following the end of the 30 consecutive trading day period in which the trailing average price of one share of Caesars Entertainment Corporation common stock is equal to or greater than $35.00. |
(8) | Options to purchase shares awarded 5/29/2015; 50% vested and remaining 50% vest in two equal installments on each of 3/1/2018 and 3/1/2019. |
(9) | Options to purchase shares awarded 5/07/2014; 50% vested and remaining 50% vest in two equal installments on each of 5/7/2017 and 5/7/2018. |
(10) | Options to purchase shares awarded 2/21/2013; 100% vested. |
(11) | Options to purchase shares awarded 12/18/2013; 100% vested. |
(12) | Options to purchase shares awarded 6/28/2013; 100% vested. |
 Remarks: Mr. Stuart's title is pending all required regulatory approvals. |