form144.htm
 
 
 

UNITED STATES
OMB APPROVAL
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
OMB Number:        3235-0101
Expires:     February 28, 2014
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FORM 144
SEC USE ONLY
NOTICE OF PROPOSED SALE OF SECURITIES
PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
DOCUMENT SEQUENCE NO.
 
 
ATTENTION:Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker.
CUSIP NUMBER
 
 
1 (a) NAME OF ISSUER (Please type or print)
 
GeoGlobal Resources Inc.
(b) IRS IDENT. NO.
 
33-0464753
(c) S.E.C. FILE NO.
 
1-32158
WORK LOCATION
 
 
1 (d) ADDRESS OF ISSUER                                                                                      STREET                                                                      CITY                           STATE                  ZIP CODE
 
#200, 625 – 4 Avenue SW                                                                                                                               Calgary                  Alberta           T2P 0K2
(e) TELEPHONE NO.
area code
403
number
777-9250
2 (a) NAME OF PERSON FOR WHOSE ACOUNT THE SECURITIES
ARE TO BE SOLD
 
Allan J. Kent
(b) RELATIONSHIP TO ISSUER
VP of Finance
(c) ADDRESS STREET
c/o #200, 625 – 4 Ave SW
CITY
Calgary
state
Alberta
zip code
T2P 0K2
INSTRUCTION: The person filing this notice should contact the issuer to obtain the I.R.S. Identification Number and the S.E.C. File Number.
3 (a)
(b)
SEC USE ONLY
(c)
(d)
(e)
(f)
(g)
Title of the
Class of
Securities To Be Sold
Name and Address of Each Broker Through Whom the
Securities are to be Offered or Each Market Maker
who is Acquiring the Securities
 
Broker-Dealer
File Number
Number of Shares
or Other Units
To Be Sold
(See instr. 3(c))
Aggregate
Market
Value
(See instr. 3(d))
Number of Shares
or Other Units
Outstanding
(See instr. 3(e))
Approximate
Date of Sale
(See instr. 3(f))
(MO.  DAY  YR.)
Name of Each
Securities
Exchange
(See instr. 3(g))
 
Common
 
 
Haywood Securities Inc.
Suite 700, 200 Burrard Street
Vancouver, BC     V6C 3L6
  
 
300,000
 
$138,000
 
82,746,933
 
June 17, 2011
 
NYSE Amex
               
               
INSTRUCTIONS:
1.(a) Name of issuer
(b) Issuer’s I.R.S. Identification Number
(c) Issuer’s S.E.C. file number, if any
(d) Issuer’s address, including zip code
(e) Issuer’s telephone number, including area code
 
2.(a) Name of person for whose account the securities are to be sold
(b) Such person’s relationship to the issuer (e.g., officer, director, 10%
      stockholder, or member of immediate family of any of the foregoing)
(c) Such person’s address, including zip code
 
3.       (a) Title of the class of securities to be sold
(b) Name and address of each broker through whom the securities are intended to be sold
(c) Number of shares or other units to be sold (if debt securities, give the aggregate face amount)
(d) Aggregate market value of the securities to be sold as of a specified date within 10 days prior to filing of this notice
(e) Number of shares or other units of the class outstanding, or if debt securities the face amount thereof outstanding, as shown
      by the most recent report or statement published by the issuer
(f) Approximate date on which the securities are to be sold
(g) Name of each securities exchange, if any, on which the securities are intended to be sold
 
Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMB control number.
SEC 1147 (08-07)

 
 
 

TABLE I –– SECURITIES TO BE SOLD
Furnish the following information with respect to the acquisition of the securities to be sold
and with respect to the payment of all or any part of the purchase price or other consideration therefor:
Title of
the Class
Date you
Acquired
Nature of Acquisition Transaction
Name of Person from Whom Acquired
(If gift, also give date donor acquired)
Amount of
Securities Acquired
Date of
Payment
Nature of Payment
 
Common
 
 
Aug 31/08
Exercise of Option
 
GeoGlobal Resources Inc. Stock Option Plan
 
300,000
 
Aug 31/08
Cash

INSTRUCTIONS:
If the securities were purchased and full payment therefor was not made in cash at the time
 
of purchase, explain in the table or in a note thereto the nature of the consideration given. If
 
the consideration consisted of any note or other obligation, or if payment was made in
 
installments describe the arrangement and state when the note or other obligation was
 
discharged in full or the last installment paid.

TABLE II –– SECURITIES SOLD DURING THE PAST 3 MONTHS
Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.
Name and Address of Seller
Title of Securities Sold
Date of Sale
Amount of
Securities Sold
Gross Proceeds
         

 
REMARKS:              Shares referenced in 3(c) represent the transfer of 300,000 shares previously pledged to Primary Corp. as security for the Reporting Person’s obligations under a Share and Purchase Agreement (the “Agreement”) dated September 2, 2008.  The 300,000 shares were transferred to Primary Corp. at a price of $0.00 per share as per the Agreement.  The amount of $138,000 as stated in 3(d) is the market value of the securities on June 17, 2011 (the effective transfer date).


INSTRUCTIONS:
See the definition of “person” in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
 
October 19, 2011
 
Allan J. Kent
DATE OF NOTICE
(SIGNATURE)
 
The notice shall be signed by the person for whose account the securities are to be sold. At least one
copy of the notice shall be manually signed. Any copies not manually signed shall bear typed or printed signatures.
DATE OF PLAN ADOPTION OR GIVING OF INSTRUCTION,
IF RELYING ON RULE 10B5-1
  
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)
SEC 1147 (02-08)