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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units (2) | $ 0 | 08/09/2005 | A | 7,500 | 08/09/2006(2) | 08/09/2008(2) | Common Stock | 7,500 | $ 0 | 7,500 | D | ||||
Options to Purchase Common Stock (3) | $ 0.97 | 08/09/2005 | A | 3,166 | 08/09/2005(3) | 02/13/2012(3) | Common Stock | 3,166 | $ 0 | 3,166 | D | ||||
Options to Purchase Common Stock (3) | $ 0.86 | 08/09/2005 | A | 116,123 | 08/09/2005(3) | 05/10/2012(3) | Common Stock | 116,123 | $ 0 | 116,123 | D | ||||
Options to Purchase Common Stock (3) | $ 4.88 | 08/09/2005 | A | 92,898 | 08/09/2005(3) | 04/01/2013(3) | Common Stock | 92,898 | $ 0 | 92,898 | D | ||||
Options to Purchase Common Stock | $ 13.14 | 08/09/2005 | (3) | A(3) | 2,850 | 08/09/2005(3) | 01/02/2014(3) | Common Stock | 2,850 | $ 0 | 2,850 | D | |||
Options to Purchase Common Stock (3) | $ 26.29 | 08/09/2005 | A | 2,850 | 08/09/2005(3) | 04/01/2014(3) | Common Stock | 2,850 | $ 0 | 2,850 | D | ||||
Options to Purchase Common Stock (3) | $ 25.06 | 08/09/2005 | A | 2,850 | 08/09/2005(3) | 07/01/2014(3) | Common Stock | 2,850 | $ 0 | 2,850 | D | ||||
Options to Purchase Common Stock (3) | $ 22.98 | 08/09/2005 | A | 2,850 | 08/09/2005(3) | 10/01/2014(3) | Common Stock | 2,850 | $ 0 | 2,850 | D | ||||
Options to Purchase Common Stock (3) | $ 19.54 | 08/09/2005 | A | 2,850 | 08/09/2005(3) | 01/03/2015(3) | Common Stock | 2,850 | $ 0 | 2,850 | D | ||||
Options to Purchase Common Stock (3) | $ 19.64 | 08/09/2005 | A | 2,850 | 08/09/2005(3) | 04/01/2015(3) | Common Stock | 2,850 | $ 0 | 2,850 | D | ||||
Options to Purchase Common Stock (3) | $ 21.03 | 08/09/2005 | A | 2,850 | 08/09/2005(3) | 07/01/2015(3) | Common Stock | 2,850 | $ 0 | 2,850 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BATTLE A GEORGE 5858 HORTON STREET SUITE 350 EMERYVILLE, CA 94608 |
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/s/ Amy E. Weaver, as attorney-in-fact for A. George "Skip" Battle | 08/11/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Does not include 5,067 shares of Expedia common stock held by Mr. Battle's wife as Custodian under CAUTMA for Catherine McNelley and does not include 9,999 shares of Expedia common stock held by The Battle Family Foundation as to which Mr. Battle disclaims beneficial ownership. |
(2) | Represents restricted stock units granted as of August 9, 2005 under the Expedia, Inc. 2005 Stock and Annual Incentive Plan, which vest in equal annual installments over 3 years. |
(3) | In connection with the spin-off of Expedia, Inc. from IAC/InterActiveCorp ("IAC") on August 9, 2005, former vested options to purchase IAC common stock were adjusted into options to purchase IAC common stock and options to purchase Expedia common stock. |