UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
NetLogic Microsystems, Inc.
---------------------------
(Name of Issuer)
Common Stock, par value $0.01 per share
---------------------------------------
(Title of Class of Securities)
64118B100
---------
(CUSIP Number)
October 30, 2009
----------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
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CUSIP No. 64118B100 13G Page 2 of 14 Pages
-------------------- --- ----
------------------------------- ----------------------
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1 NAME OF REPORTING PERSON
Warburg Pincus Private Equity VIII, L.P. (1)
---------- ---------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
---------- ---------------------------------------------------------------------
3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
-------------------- ------ ----------------------------------------------------
5 SOLE VOTING POWER
0
------ ----------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY 1,632,981 (2)
OWNED BY ------ ----------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON 0
WITH: ------ ----------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,632,981 (2)
---------- ---------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,632,981 (2)
---------- ---------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
N/A
---------- ---------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.0% (3)
---------- ---------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
PN
---------- ---------------------------------------------------------------------
(1) The shares reported in this Schedule 13G are owned through a wholly-owned
subsidiary of Warburg Pincus Private Equity VIII, L.P.
(2) These securities include 171,462 shares of Common Stock held in escrow,
pursuant to the terms of that certain Agreement and Plan of Merger
Reorganization, dated as of May 31, 2009, by and among NetLogic Microsystems,
Inc. ("NetLogic"), Roadster Merger Corporation, RMI Corporation ("RMI"), and The
Representative of Certain of the Holders of all of the Capital Stock of RMI,
which is included as Exhibit 2.5 to NetLogic's Form 8-K filed with the
Securities and Exchange Commission (the "SEC") on June 4, 2009, and incorporated
herein by reference (the "Merger Agreement").
(3) Based on 22,438,117 shares of Common Stock outstanding as of September 30,
2009 as reported on NetLogic's Form S-3/A filed with the SEC on October 23, 2009
("NetLogic's Form S-3/A") and 4,959,932 shares of Common Stock issued upon the
consummation of the transactions contemplated by the Merger Agreement.
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CUSIP No. 64118B100 13G Page 3 of 14 Pages
-------------------- --- ----
------------------------------- ----------------------
---------- ---------------------------------------------------------------------
1 NAME OF REPORTING PERSON
Warburg Pincus & Co.
---------- ---------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
---------- ---------------------------------------------------------------------
3 SEC USE ONLY
---------- ---------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
-------------------- ------ ----------------------------------------------------
5 SOLE VOTING POWER
0
------ ----------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY 1,632,981 (1)
OWNED BY ------ ----------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON 0
WITH: ------ ----------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,632,981 (1)
---------- ---------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,632,981 (1)
---------- ---------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
N/A
---------- ---------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.0% (2)
---------- ---------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
PN
---------- ---------------------------------------------------------------------
(1) These securities include 171,462 shares of Common Stock held in escrow
pursuant to the terms of the Merger Agreement.
(2) Based on 22,438,117 shares of Common Stock outstanding as of September 30,
2009 as reported on NetLogic's Form S-3/A and 4,959,932 shares of Common Stock
issued upon the consummation of the transactions contemplated by the Merger
Agreement.
------------------------------- ----------------------
CUSIP No. 64118B100 13G Page 4 of 14 Pages
-------------------- --- ----
------------------------------- ----------------------
---------- ---------------------------------------------------------------------
1 NAME OF REPORTING PERSON
Warburg Pincus LLC
---------- ---------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
---------- ---------------------------------------------------------------------
3 SEC USE ONLY
---------- ---------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
-------------------- ------ ----------------------------------------------------
5 SOLE VOTING POWER
0
------ ----------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY 1,632,981 (1)
OWNED BY ------ ----------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON 0
WITH: ------ ----------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,632,981 (1)
---------- ---------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,632,981 (1)
---------- ---------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
N/A
---------- ---------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.0% (2)
---------- ---------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
OO
---------- ---------------------------------------------------------------------
(1) These securities include 171,462 shares of Common Stock held in escrow
pursuant to the terms of the Merger Agreement.
(2) Based on 22,438,117 shares of Common Stock outstanding as of September 30,
2009 as reported on NetLogic's Form S-3/A and 4,959,932 shares of Common Stock
issued upon the consummation of the transactions contemplated by the Merger
Agreement.
------------------------------- ----------------------
CUSIP No. 64118B100 13G Page 5 of 14 Pages
-------------------- --- ----
------------------------------- ----------------------
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1 NAME OF REPORTING PERSON
Warburg Pincus Partners, LLC
---------- ---------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
---------- ---------------------------------------------------------------------
3 SEC USE ONLY
---------- ---------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
-------------------- ------ ----------------------------------------------------
5 SOLE VOTING POWER
0
------ ----------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY 1,632,981 (1)
OWNED BY ------ ----------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON 0
WITH: ------ ----------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,632,981 (1)
---------- ---------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,632,981 (1)
---------- ---------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
N/A
---------- ---------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.0% (2)
---------- ---------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
OO
---------- ---------------------------------------------------------------------
(1) These securities include 171,462 shares of Common Stock held in escrow
pursuant to the terms of the Merger Agreement.
(2) Based on 22,438,117 shares of Common Stock outstanding as of September 30,
2009 as reported on NetLogic's Form S-3/A and 4,959,932 shares of Common Stock
issued upon the consummation of the transactions contemplated by the Merger
Agreement.
------------------------------- ----------------------
CUSIP No. 64118B100 13G Page 6 of 14 Pages
-------------------- --- ----
------------------------------- ----------------------
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1 NAME OF REPORTING PERSON
Charles R. Kaye
---------- ---------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
---------- ---------------------------------------------------------------------
3 SEC USE ONLY
---------- ---------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
-------------------- ------ ----------------------------------------------------
5 SOLE VOTING POWER
0
------ ----------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY 1,632,981 (1)
OWNED BY ------ ----------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON 0
WITH: ------ ----------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,632,981 (1)
---------- ---------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,632,981 (1)
---------- ---------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
N/A
---------- ---------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.0% (2)
---------- ---------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
IN
---------- ---------------------------------------------------------------------
(1) These securities include 171,462 shares of Common Stock held in escrow
pursuant to the terms of the Merger Agreement.
(2) Based on 22,438,117 shares of Common Stock outstanding as of September 30,
2009 as reported on NetLogic's Form S-3/A and 4,959,932 shares of Common Stock
issued upon the consummation of the transactions contemplated by the Merger
Agreement.
------------------------------- ----------------------
CUSIP No. 64118B100 13G Page 7 of 14 Pages
-------------------- --- ----
------------------------------- ----------------------
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1 NAME OF REPORTING PERSON
Joseph P. Landy
---------- ---------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
---------- ---------------------------------------------------------------------
3 SEC USE ONLY
---------- ---------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
-------------------- ------ ----------------------------------------------------
5 SOLE VOTING POWER
0
------ ----------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY 1,632,981 (1)
OWNED BY ------ ----------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON 0
WITH: ------ ----------------------------------------------------
8 SHARED DISPOSITIVE POWER
1,632,981 (1)
---------- ---------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,632,981 (1)
---------- ---------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
N/A
---------- ---------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.0% (2)
---------- ---------------------------------------------------------------------
12 TYPE OF REPORTING PERSON
IN
---------- ---------------------------------------------------------------------
(1) These securities include 171,462 shares of Common Stock held in escrow
pursuant to the terms of the Merger Agreement.
(2) Based on 22,438,117 shares of Common Stock outstanding as of September 30,
2009 as reported on NetLogic's Form S-3/A and 4,959,932 shares of Common Stock
issued upon the consummation of the transactions contemplated by the Merger
Agreement.
Item 1(a): Name of Issuer:
NetLogic Microsystems, Inc.
Item 1(b): Address of Issuer's Principal Executive Offices:
1875 Charleston Rd.
Mountain View, CA 94043
Item 2(a): Name of Person Filing:
This Schedule 13G is filed by Warburg Pincus Private Equity VIII,
L.P. ("WP VIII"). The sole general partner of WP VIII is Warburg Pincus
Partners, LLC ("WP Partners"). WP Partners is a direct subsidiary of, and
managed by, Warburg Pincus & Co ("WP"). Warburg Pincus LLC ("WP LLC") manages WP
VIII. Charles R. Kaye and Joseph P. Landy are each Managing General Partners of
WP and Co-Presidents and Managing Members of WP LLC. Mr. Kaye, Mr. Landy, WP, WP
Partners, WP LLC and WP VIII are sometimes collectively referred to herein as
the "Warburg Pincus Reporting Persons." Each of the Warburg Pincus Reporting
Persons disclaim beneficial ownership of the Common Stock except to the extent
of any indirect pecuniary interest therein.
Item 2(b): Address of Principal Business Office or, if None, Residence:
The address of the principal business office of the Warburg
Pincus Reporting Persons is c/o Warburg Pincus & Co., 450 Lexington Avenue, New
York, New York 10017.
Item 2(c): Citizenship:
WP VIII is a Delaware limited partnership, WP Partners is a New
York limited liability company, WP is a New York general partnership and WP LLC
is a New York limited liability company. Mr. Kaye and Mr. Landy are United
States citizens.
Item 2(d): Title of Class of Securities:
Common Stock, par value $0.01 per share ("Common Stock").
Item 2(e): CUSIP Number
64118B100.
Item 3: If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b)
or (c), check whether the person filing is a:
A. [ ] Broker or dealer registered under Section 15 of the Act,
B. [ ] Bank as defined in Section 3(a)(6) of the Act,
C. [ ] Insurance Company as defined in Section 3(a)(19) of the
Act,
D. [ ] Investment Company registered under Section 8 of the
Investment Company Act of 1940,
E. [ ] Investment Adviser in accordance with Rule 13d-1
(b)(1)(ii)(E),
F. [ ] Employee Benefit Plan or Endowment Fund in accordance
with 13d-1 (b)(1)(ii)(F),
G. [ ] Parent Holding Company or control person in accordance
with Rule 13d-1 (b)(1)(ii)(G),
H. [ ] Savings Association as defined in Section 3(b) of the
Federal Deposit Insurance Act,
I. [ ] Church Plan that is excluded from the definition of an
investment company under Section 3(c)(14) of the Investment
Company Act of 1940,
J. [ ] Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
Item 4: Ownership:
The information required by items 4(a)- (c) is set forth in Rows
5-11 of the cover page hereto for each Warburg Pincus Reporting Person and is
incorporated herein by reference for each such Warburg Pincus Reporting Person.
Item 5: Ownership of Five Percent or Less of a Class:
If this statement is being filed to report the fact that as of
the date hereof the reporting person has ceased to be the beneficial owner of
more than five percent of the class of securities, check the following: []
Item 6: Ownership of More than Five Percent on Behalf of Another Person:
Not applicable.
Item 7: Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent Holding
Company
Not applicable.
Item 8: Identification and Classification of Members of the Group:
The Warburg Pincus Reporting Persons are making this single,
joint filing because they may be deemed to constitute a "group" within the
meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended.
The agreement among the Warburg Pincus Reporting Persons to file jointly is
attached hereto as Exhibit 99.1. Each of the Warburg Pincus Reporting Persons
disclaims beneficial ownership of all of the shares of Common Stock, other than
those reported herein as being owned by it.
Item 9: Notice of Dissolution of Group:
Not applicable.
Item 10: Certification:
Each of the Warburg Pincus Reporting Persons hereby makes the following
certification:
By signing below, the undersigned certifies that, to the best of
its knowledge and belief, the securities referred to above were not acquired and
are not held for the purpose of or with the effect of changing or influencing
the control of the issuer of the securities and were not acquired and are not
held in connection with or as a participant in any transaction having that
purpose or effect.
- 9 -
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: November 9, 2009 WARBURG PINCUS PRIVATE EQUITY VIII, L.P.
By: Warburg Pincus Partners, LLC,
its General Partner
By: Warburg Pincus & Co.,
its Managing Member
By: /s/ Scott A. Arenare
-----------------------------------------
Name: Scott A. Arenare
Title: Partner
Dated: November 9, 2009 WARBURG PINCUS PARTNERS, LLC
By: Warburg Pincus & Co.,
its Managing Member
By: /s/ Scott A. Arenare
-----------------------------------------
Name: Scott A. Arenare
Title: Partner
Dated: November 9, 2009 WARBURG PINCUS & CO.
By: /s/ Scott A. Arenare
-----------------------------------------
Name: Scott A. Arenare
Title: Partner
Dated: November 9, 2009 WARBURG PINCUS LLC
By: /s/ Scott A. Arenare
-----------------------------------------
Name: Scott A. Arenare
Title: Managing Director
Dated: November 9, 2009
By: /s/ Scott A. Arenare
-----------------------------------------
Name: Charles R. Kaye
By: Scott A. Arenare, Attorney-in-Fact*
Dated: November 9, 2009
By: /s/ Scott A. Arenare
-----------------------------------------
Name: Joseph P. Landy
By: Scott A. Arenare, Attorney-in-Fact**
* The Power of Attorney given by Mr. Kaye was previously filed with the SEC on
March 2, 2006 as an exhibit to a Schedule 13D filed by Building Products, LLC
with respect to Builders FirstSource, Inc.
** The Power of Attorney given by Mr. Landy was previously filed with the SEC on
March 2, 2006 as an exhibit to a Schedule 13D filed by Building Products, LLC
with respect to Builders FirstSource, Inc.
EXHIBIT INDEX
-------------
Exhibit 99.1: Joint Filing Agreement, dated November 9, 2009, by and between
the Warburg Pincus Reporting Persons.