(c)
|
Set forth in Schedule I to this Amendment (“Schedule I”) are the name, business address and present principal occupation or employment of each executive officer and director of the Reporting Person.
|
(d)
|
During the last five years, there have been no criminal proceedings against the Reporting Person or, to the best knowledge of the Reporting Person, any of the other persons with respect to whom information is given in response to this Item 2.
|
(e)
|
During the last five years, neither the Reporting Person nor, to the best knowledge of the Reporting Person, any of the other persons with respect to whom information is given in response to this Item 2 has been a party to any civil proceeding of a judicial or administrative body of competent jurisdiction resulting in a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to federal or state securities laws or finding any violation with respect to such laws.
|
(f)
|
The citizenship of each executive officer and director of the Reporting Person is set forth in Schedule I.
|
(a) - (b)
|
The response set forth in Item 4(a)-(b) of the Schedule 13D is hereby amended by adding to the end of the last sentence of Item 4(a)-(b) the following:
|
|
“SB Holdings Capital Inc. disposed of all of its Shares on January 31, 2011 for investment purposes.”
|
(d)
|
The response set forth in Item 4(d) of the Schedule 13D is hereby amended by adding to the end of the last sentence of Item 4(d) the following:
|
|
“The Company's right under the Stockholders Agreement to have representation on the Issuer's Board as described under Item 5(b) has been terminated as a result of the sale of all of its Shares in the Issuer.”
|
(c)
|
On January 31, 2011, SB Holdings Capital Inc. entered into an agreement with Deutsche Bank Securities Inc. and J.P. Morgan Securities LLC to sell 15,377,600 shares of Common Stock of the Issuer at a price of $55.615 per share. Additionally, on January 31, 2011, SB Holdings Capital Inc. entered into an agreement with the Issuer for the Issuer to repurchase from SB Holdings Capital Inc. 15,377,551 shares of Common Stock of the Issuer at a price of $54.30 per share.
|
(e)
|
On January 31, 2011, the Reporting Person ceased to be the beneficial owner of more than five percent of the class of securities reported herein.
|
|
GLAXOSMITHKLINE PLC
|
By: /s/ Victoria A Whyte
|
|
Victoria A. Whyte
|
|
Company Secretary
|
Name
|
Business Address
|
Principal Occupation or Employment
|
Citizenship
|
Board of Directors
|
|||
Andrew Witty
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Chief Executive Officer
|
British
|
Julian Heslop
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Chief Financial Officer
|
British
|
Dr. Moncef Slaoui
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Executive Director
Chairman, Research and Development
|
Belgian
|
Simon Dingemans
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Chief Financial Officer Designate
|
British
|
Sir Christopher Gent
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Company Director
|
British
|
Dr. Stephanie Burns
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Company Director
|
USA
|
Lawrence Culp
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Company Director
|
USA
|
Sir Crispin Davis
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Company Director
|
British
|
Sir Deryck Maughan
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Company Director
|
British
|
Dr. Daniel Podolsky
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Company Director
|
USA
|
Tom de Swaan
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Company Director
|
Dutch
|
Sir Robert Wilson
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Company Director
|
British
|
Professor Sir Roy Anderson
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Company Director
|
British
|
James Murdoch
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Company Director
|
British
|
Corporate
Executive Team
|
|||
Andrew Witty
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Chief Executive Officer
|
British
|
Julian Heslop
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Chief Financial Officer
|
British
|
Simon Dingemans
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Chief Financial Officer Designate
|
British
|
Daniel Troy
|
One Franklin Plaza
Philadelphia, PA 19102
|
Senior Vice President & General Counsel
|
USA
|
John Clarke
|
One Franklin Plaza
Philadelphia, PA 19102
|
President, Consumer Healthcare
|
New Zealand
|
Marc Dunoyer
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Global Head, Rare Diseases Unit
|
French
|
Abbas Hussain
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
President, Emerging Markets
|
British
|
William C. Louv
|
One Franklin Plaza
Philadelphia, PA 19102
|
Senior Vice President, Core Business Services
|
USA
|
Claire Thomas
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Senior Vice President, Human Resources
|
British
|
David Pulman
|
Five Moore Drive
PO Box 13398
Research Triangle Park
North Carolina 27709
|
President,
Global Manufacturing & Supply
|
British
|
Dr. Moncef Slaoui
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Executive Director
Chairman, Research and Development
|
Belgian
|
David Redfern
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Chief Strategy Officer
|
British
|
Jean Stéphenne
|
Rue de l’Institut 89
B-1330 Rixensart
Belgium
|
President, Biologicals
|
Belgian
|
Edward Gray
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
President,
Pharmaceuticals Europe
|
British
|
Simon Bicknell
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Senior Vice President, Governance, Ethics & Assurance
|
British
|
Dierdre Connelly
|
One Franklin Plaza
Philadelphia, PA 19102
|
President, North American Pharmaceuticals
|
USA
|
Dr. Patrick Vallance
|
980 Great West Road
Brentford
Middlesex, England
TW8 9GS
|
Senior Vice President, Medicines Discovery & Development
|
British
|