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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option (right to buy) | $ 6.841 | 11/12/2005(4) | 11/12/2014 | Common Stock | 1,000 | 1,000 | D | ||||||||
Option (right to buy) | $ 7 | (3) | 08/04/2007 | Common Stock | 10,000 | 10,000 | D | ||||||||
Option (right to buy) | $ 1.88 | (3) | 04/01/2009 | Common Stock | 1,250 | 1,250 | D | ||||||||
Option (right to buy) | $ 7.63 | 11/17/1998(4) | 11/17/2007 | Common Stock | 1,000 | 1,000 | D | ||||||||
Option (right to buy) | $ 7.25 | 02/09/1999(4) | 02/09/2008 | Common Stock | 500 | 500 | D | ||||||||
Option (right to buy) | $ 3.9 | 11/14/2004(4) | 11/14/2013 | Common Stock | 1,000 | 1,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WEIL JOHN D 200 N. BROADWAY STE 825 ST. LOUIS, MO 63102 |
X | X |
John D. Weil | 06/09/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares are held by Woodbourne Partners, L.P. of which the Reporting Person is the sole general partner. Number of shares does not include an aggregate of 9,000 additional shares of common stock held in one Individual Retirement Account maintained for the benefit of certain person holding limited partnership interest in Woodbourne (or for the benefit of associate of such person). The Reporting Person disclaims any ownership or economic interest in the shares held in such IRA account. |
(2) | Filer disclaims any economic benefit in shares. |
(3) | Options may not be exercised for a period of two years from the date of the grant and thereafter become exercisable on a cumulative basis in 25% increments beginning on the second anniversary of the date of grant and concluding on the fifth anniversary thereof |
(4) | Options may not be exercised for a period of one year from the date of the grant and thereafter are exercisable in full. |