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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Options on Common Stock | $ 29.66 | 02/12/2014 | X | 10,000 | 02/03/2012(4) | 02/03/2018 | Common Stock | 10,000 | $ 29.66 | 43,000 | D | ||||
Options on Common Stock | $ 29.66 | 02/13/2014 | X | 15,600 | 02/03/2012(4) | 02/03/2018 | Common Stock | 15,600 | $ 29.66 | 27,400 | D | ||||
Options on Common Stock | $ 29.66 | 02/14/2014 | X | 900 | 02/03/2012(4) | 02/03/2018 | Common Stock | 900 | $ 29.66 | 26,500 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kingsfather Phillip Terry 5956 W. LAS POSITAS BLVD. PLEASANTON, CA 94588 |
President, Simpson Strong-Tie |
PHILLIP TERRY KINGSFATHER | 02/14/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Amount includes 6,854 shares of restricted stock units (RSUs) awarded on February 3, 2014. These RSUs vest three quarters on the third anniversary of the award date and one quarter on the fourth anniversary of the award date. The 6,854 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting. |
(2) | Amount includes 7,334 shares of restricted stock units (RSUs) awarded on February 6, 2013. These RSUs vest three quarters on the third anniversary of the award date and one quarter on the fourth anniversary of the award date. The 7,334 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting. |
(3) | Amount includes 9,519 shares of restricted stock units (RSUs) awarded on January 30, 2012. RSUs vest one fourth on each of the award date and the first, second and third anniversaries of the award date. The 9,519 shares are net of the number of shares expected to be withheld to cover the estimated income taxes due on vesting. |
(4) | This date represents the date of the first annual vesting period. This option vests equally over four years beginning with the date of grant. |