Form 13F
Report for the Calendar Year or Quarter Ended: 12/31/2009
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (check only one): [ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Horizon Bancorp
Address: 515 Franklin Square
Michigan City, IN 46360
Form 13F File Number 28-6479
Person Signing this Report on Behalf of Reporting Manager:
Name: Mark E. Secor
Title: Chief Financial Officer
Phone: 219-873-2611
Signature, Place, and Date of Signing:
/s/ Mark E. Secor, Chief Financial Officer Michigan City, IN 2/8/2010
------------------------------------------ ----------------- ---------------
Place Date
Report Type (check only one):
[X] 13F Holdings Report
[ ] 13F Notice
[ ] 13F Combination Report
List of Other Managers Reporting for this Manager:
Horizon Trust & Investment Management
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 199
Form 13F Information Table Value Total: $53,576,297.00
List of Other Included Managers:
Horizon Trust & Investment Management
INVESTMENT DIRECTION (6) VOTING AUTHORITY (8)
-------------------------- ------------------------
SHARED- SHARED- OTHER
NAME OF ISSUER (1) TYPE (2) CUSIP (3) MARKET (4) SHARES/PV (5) SOLE DEFINED OTHER MANAGERS (7) SOLE SHARED NONE
------------------ -------- --------- -------------- ------------- ---------- ------- ------- ------------ ------- ------ ---------
Aflac Inc Equity 001055102 556,703 11,495 10,921 574 0 0 0 11,495
AT&T Inc Com Equity 00206R102 428,356 16,891 15,096 1,795 0 0 0 16,891
Abbott Labs Equity 002824100 170,732 3,225 825 2,400 0 0 0 3,225
ADR Alcatel -
Lucent Equity 013904305 779 234 195 39 0 0 0 234
Allied Capital
Corp Equity 01903Q108 1,664 400 400 0 0 0 0 400
Altria Group
Incorporated Equity 02209S103 119,081 5,996 5,346 650 0 0 0 5,996
American
Electric &
Power Co Equity 025537101 7,935 229 229 0 0 0 0 229
American Express
Co Equity 025816109 174,667 4,638 4,638 0 0 0 0 4,638
American Insd
Mtf Linvs LP
88 Equity 02686G101 745 487 487 0 0 0 0 487
American
International
Group Equity 26874784 824 34 0 34 0 0 0 34
Ameriprise
Financial Inc Equity 03076C106 32,925 861 861 0 0 0 0 861
Ametek Inc Equity 31100100 152,246 4,178 4,178 0 0 0 300 3,878
Amgen Inc Equity 31162100 11,696 200 0 200 0 0 0 200
Apache Corp Co Equity 37411105 9,877 100 0 100 0 0 0 100
Apple, Inc Equity 37833100 28,809 150 0 150 0 0 0 150
Avanir
Pharma-
ceuticals,
Class A Equity 05348P401 819 450 450 0 0 0 0 450
ADR AXA
Sponsored Equity 54536107 512 25 25 0 0 0 0 25
ADR BP Amoco PLC Equity 55622104 1,024,527 18,256 12,814 5,442 0 0 0 18,256
Bank of America
Corp Equity 60505104 27,005 1,779 76 1,703 0 0 0 1,779
Berkshire
Hathaway Inc
Cl A Equity 84670108 229,200 2 2 0 0 0 0 2
Berkshire
Hathaway
Class B Equity 84670702 454,759 5,950 5,950 0 0 0 0 5,950
BlackRock
Insured
Municipal
Term Tr Equity 92474105 15,435 1,500 1,500 0 0 0 0 1,500
BlackRock Invt
Quality Muni
Fd - Closed
End Equity 09247D105 5,894 429 429 0 0 0 0 429
BlackRock
MuniVest II Equity 09253T101 86,130 6,139 6,139 0 0 0 0 6,139
Blackrock
Muniyield
Insured Equity 9.254E+106 9,380 745 745 0 0 0 0 745
Blackrock
Muniyield
Quality Equity 09254F100 10,935 810 810 0 0 0 0 810
Boeing Co Equity 97023105 15,392 254 154 100 0 0 0 254
Bravo! Brands
Inc Equity 105666101 2 4,000 4,000 0 0 0 0 4,000
Burlington
Northern
Santa Fe Corp Equity 12189T104 10,970 110 110 0 0 0 0 110
CME Group Inc Equity 12572Q105 8,031 28 28 0 0 0 0 28
CP Holdrs Dep
Rcpts Cp Equity 12616K106 10,003 100 100 0 0 0 0 100
CSX Corp Equity 126408103 99,178 2,314 2,314 0 0 0 0 2,314
CVS/Caremark
Corp Equity 126650100 11,135 344 344 0 0 0 0 344
Campbell Soup
Company Equity 134429109 3,311 100 100 0 0 0 0 100
Caterpillar Inc Equity 149123101 251,327 4,811 4,560 251 0 0 0 4,811
Celgene Corp Equity 151020104 11,356 200 0 200 0 0 0 200
Chemical
Financial Equity 163731102 8,476 400 400 0 0 0 0 400
Chesapeake
Energy Corp Equity 165167107 496 20 20 0 0 0 0 20
Chevron Corp Equity 166764100 849,429 11,778 11,143 635 0 0 0 11,778
Cisco Systems
Incorporated Equity 17275R102 257,304 11,451 10,812 639 0 0 0 11,451
Citigroup Inc Equity 172967101 2,241 675 75 600 0 0 0 675
Clorox Company Equity 189054109 49,939 844 844 0 0 0 0 844
Coca Cola
Company Equity 191216100 162,696 2,999 1,200 1,799 0 0 0 2,999
Colgate
Palmolive Equity 194162103 6,402 80 80 0 0 0 0 80
Comcast
Corporation
New Class A Equity 20030N101 9,435 596 596 0 0 0 0 596
Conagra Foods Equity 205887102 268,446 11,805 11,410 395 0 0 0 11,805
ConocoPhillips Equity 20825C104 88,224 1,838 1,838 0 0 0 0 1,838
Crane Co Com Equity 224399105 9,736 319 0 319 0 319 0 319
Danners Inc Equity 236356AA9 0 2,000 2,000 0 0 0 0 2,000
Deere & Co Inc Equity 244199105 9,990 200 0 200 0 0 0 200
Dell Inc Equity 24702R101 16,770 1,300 0 1,300 0 0 0 1,300
Disney Walt Co Equity 254687106 8,865 300 0 300 0 0 0 300
Discover
Financial
Services Equity 254709108 1,313 96 96 0 0 0 0 96
DirecTV Group
Inc Equity 25490A101 337,401 11,117 10,600 517 0 0 0 11,117
Dream Marketing
Inc Equity 26153A107 0 5 5 0 0 0 0 5
Du Pont E I De
Nemours & Co Equity 263534109 244,249 7,490 6,629 861 0 0 0 7,490
Exelon Corp Equity 30161N101 9,124 200 0 200 0 0 0 200
Express 1
Expedited
Solutions Equity 30217Q108 132,856 106,285 106,285 0 0 0 0 106,285
Exxon Mobil
Corporation Equity 30231G102 765,364 11,879 9,776 2,103 0 0 0 11,879
Fifth Third
Bancorp Equity 316773100 5,163 415 415 0 0 0 0 415
First Finl
Bancorp OH Equity 320209109 56,186 3,426 3,426 0 0 0 0 3,426
First Solar Inc Equity 336433107 11,330 100 0 100 0 0 0 100
1st Source Corp Equity 336901103 47,123 3,090 3,090 0 0 0 0 3,090
FIRSTBANK CORP
MICH Equity 33761G104 16,000 2,000 2,000 0 0 0 0 2,000
Fluor Corp Equity 343412102 185,577 4,093 3,971 122 0 0 0 4,093
Ford Motor Co Equity 345370860 16,260 1,500 500 1,000 0 0 0 1,500
Freeport-McMoran
Copper & Gold
Inc Equity 35671D857 13,338 200 0 200 0 0 0 200
General Electric
Co Equity 369604103 431,796 26,853 23,137 3,716 0 0 0 26,853
General Mills
Inc Equity 370334104 171,144 2,400 2,400 0 0 0 0 2,400
Google Inc Cl A Equity 38259P508 47,695 90 0 90 0 0 0 90
Harley Davidson
Inc Equity 412822108 11,370 500 0 500 0 0 0 500
Hartford
Financial
Services
Group Equity 416515104 9,716 405 405 0 0 0 0 405
Hewlett-Packard
Co Equity 428236103 5,790 123 123 0 0 0 0 123
Honeywell Inc Equity 438516106 23,184 600 600 0 0 0 0 600
Horizon Bancorp
Ind Equity 440407104 11,801,168 637,898 619,942 17,956 0 0 0 637,898
ITT Industries
Incorporated Equity 450911102 48,310 1,000 1,000 0 0 0 0 1,000
Illinois Tool
Works
Incorporated Equity 452308109 15,344 352 352 0 0 0 0 352
Intel Corp Equity 458140100 78,939 4,069 69 4,000 0 0 0 4,069
Intercontinental-
exchange
Inc Equity 45865V100 2,387 25 25 0 0 0 0 25
International
Business
Machines Equity 459200101 676,205 5,525 4,894 631 0 0 0 5,525
Investment Grade
Municipal Equity 461368102 49,665 3,500 3,500 0 0 0 0 3,500
iShares S&P 1500
Index Equity 464287150 11,901 246 246 0 0 0 0 246
iShares Lehman
Aggregate
Bond Fund Equity 464287226 179,893 1,719 1,719 0 0 0 0 1,719
iShares S&P
Global
Tele-
communications Equity 464287275 13,286 260 260 0 0 0 0 260
iShares S&P 500
Value Index Equity 464287408 5,710 110 110 0 0 0 0 110
iShares Barclays
1-3 Year
Treasury Bond Equity 464287457 44,820 536 536 0 0 0 0 536
iShares MSCI
EAFE Index Equity 464287465 35,739 681 681 0 0 0 0 681
iShares S&P
North Amer
Technology Equity 464287549 1,271,674 25,587 24,462 1,125 0 0 0 25,587
iShares Russell
1000 Value
Index Equity 464287598 32,793 588 588 0 0 0 0 588
iShares Russell
1000 Growth
Index Equity 464287614 33,184 697 697 0 0 0 0 697
iShares Dow
Jones US
Technology Equity 464287721 13,910 265 265 0 0 0 0 265
iShares S&P
SmallCap 600
Index Equity 464287804 17,384 328 328 0 0 0 0 328
iShares Dow
Jones US
Consumer
Goods Equity 464287812 13,404 245 245 0 0 0 0 245
iShares S&P
SmallCap 600
Growth Equity 464287887 8,223 150 150 0 0 0 0 150
JP Morgan Chase
and Company Equity 46625H100 61,603 1,582 180 1,402 0 0 0 1,582
Johnson &
Johnson Equity 478160104 715,661 11,385 10,645 740 0 0 0 11,385
Johnson Controls
Incorporated Equity 478366107 277,075 9,956 9,658 298 0 0 0 9,956
K Mart Corp Equity 482584109 8 100 100 0 0 0 0 100
Kansas City
Southern
Industries
Inc New Equity 485170302 6,237 210 210 0 0 0 0 210
Kimco Rlty Corp Equity 49446R109 7,572 600 600 0 0 0 0 600
Kraft Foods
Incorporated
Class A Equity 50075N104 2,766 100 100 0 0 0 0 100
L-3
Communication
Holdings
Corporation Equity 502424104 574,046 6,888 6,325 563 0 0 0 6,888
Laboratory Corp
Of America
Holdings Equity 50540R409 496,207 6,979 6,568 411 0 0 0 6,979
Lakeland Finl
Corp Equity 511656100 9,275 500 500 0 0 0 0 500
LaPorte Bancorp
Inc Equity 516650108 28,671 6,414 6,414 0 0 0 0 6,414
Leap Wireless
International
Inc. Equity 521863100 0 58 58 0 0 0 0 58
Lehman Brothers Equity 524908100 209 2,640 2,640 0 0 0 0 2,640
Lennar Corp Equity 526057104 7,680 500 0 500 0 0 0 500
Lilly, Eli
& Company Equity 532457108 7,040 200 0 200 0 0 0 200
Lincoln National
Corporation Equity 534187109 24,580 1,000 1,000 0 0 0 0 1,000
Lowes Company Equity 548661107 4,330 200 0 200 0 0 0 200
Macatawa Bank
Corp Equity 554225102 2,851 1,533 0 1,533 0 0 0 1,533
MQ/FT Global
Infrast Util
Div&Inc Equity 55607W100 23,760 2,000 2,000 0 0 0 0 2,000
MacQuarie
Infrastructure
Co LLC Equity 55608B105 24,400 2,000 2,000 0 0 0 0 2,000
MacQuarie Global
Infrastructure Equity 55608D101 29,980 2,000 2,000 0 0 0 0 2,000
Manulife Finl
Corp Equity 56501R106 44,016 2,400 0 2,400 0 0 0 2,400
Marathon Oil
Corporation Equity 565849106 338,224 11,346 10,985 361 0 0 0 11,346
McDonalds
Corporation Equity 580135101 71,795 1,150 850 300 0 0 0 1,150
McGraw Hill
Companies
Incorporated Equity 580645109 22,475 634 634 0 0 0 0 634
Medtronic
Incorporated Equity 585055106 4,289 100 100 0 0 0 0 100
Merck & Co. Inc. Equity 58933Y105 41,693 1,092 692 400 0 0 0 1,092
Microsoft
Corporation Equity 594918104 456,995 16,217 14,034 2,183 0 0 0 16,217
Midcap SPDRs Equity 595635103 14,280 112 112 0 0 0 0 112
Monsanto Company Equity 61166W101 15,176 200 0 200 0 0 0 200
Morgan Stanley Equity 617446448 5,142 192 192 0 0 0 0 192
National Oil
Well Varco Equity 637071101 311,290 7,611 7,352 259 0 0 0 7,611
Neurotech Dev
Corp Cl B Equity 640902201 0 27 27 0 0 0 0 27
Newmont Mining
Corp Equity 651639106 8,572 200 0 200 0 0 0 200
Nisource
Incorporated Equity 65473P105 10,916 766 766 0 0 0 0 766
Norfolk Southern
Corporation Equity 655844108 4,706 100 100 0 0 0 0 100
Northern Trust
Corporation Equity 665859104 2,526 50 50 0 0 0 0 50
Nustar Energy LP Equity 67058H102 5,683 102 102 0 0 0 0 102
Nuveen Municipal
Advantage
Fund Inc Equity 67062H106 28,520 2,000 2,000 0 0 0 0 2,000
Nuveen Insured
Quality
Municipal
Fund Equity 67062N103 39,302 2,850 0 2,850 0 0 0 2,850
Nuveen Insd
Dividend
Advantage Equity 67071L106 58,996 4,143 0 4,143 0 0 0 4,143
Nuveen Quality
PFD Income
Fund Equity 67071S101 6,670 1,000 1,000 0 0 0 0 1,000
Nuveen Multi-
Strategy
Income &
Growth Fund Equity 67073B106 3,970 538 0 538 0 0 0 538
Old Second
Bancorp Inc
Ill Equity 680277100 2,960 500 500 0 0 0 0 500
Omnicom Group Equity 681919106 271,492 7,691 7,442 249 0 0 0 7,691
Oracle
Corporation Equity 68389X105 119,912 5,200 0 5,200 0 0 0 5,200
Pactiv
Corporation Equity 695257105 11,275 500 500 0 0 0 0 500
Patterson
Cos Inc Equity 703395103 1,628 57 0 57 0 0 0 57
Paychex
Incorporated Equity 704326107 291,147 10,043 9,570 473 0 0 0 10,043
Pepsico
Incorporated Equity 713448108 539,442 9,048 8,516 532 0 0 0 9,048
Pfizer
Incorporated Equity 717081103 3,866,744 207,221 121,911 85,310 0 0 0 207,221
Philip Morris
Intl Inc Equity 718172109 258,542 5,681 5,031 650 0 0 0 5,681
Plum Creek
Timber Equity 729251108 40,727 1,126 1,126 0 0 0 0 1,126
Potash Corp Sask
Inc Equity 73755L107 19,870 200 0 200 0 0 0 200
PowerShares
WilderHill
Clean Energy Equity 73935X500 172,787 18,074 17,004 1,070 0 0 0 18,074
Procter & Gamble Equity 742718109 73,860 1,200 1,200 0 0 0 0 1,200
Qwest
Communications Equity 749121109 1,612 383 155 228 0 0 0 383
Research In
Motion Equity 760975102 230,754 3,668 3,501 167 0 0 0 3,668
Rockwell Auto
Corp Equity 773903109 19,585 406 406 0 0 0 0 406
ADR Royal Dutch
Shell PLC Equity 780259206 163,401 2,950 2,950 0 0 0 0 2,950
State Bank of
Newburg
Community
Bancorp Equity 783942998 84,000 4 4 0 0 0 0 4
S&P Depository
Receipts Tr
Unit Ser 1 Equity 78462F103 84,838 790 790 0 0 0 0 790
SPDR Gold Shares Equity 78463V107 68,132 643 217 426 0 0 0 643
Sara Lee
Corporation Equity 803111103 255 21 21 0 0 0 0 21
Energy Select
Sector SPDR Equity 81369Y506 736,459 13,513 13,071 442 0 0 0 13,513
Utilities Select
Sector SPDR Equity 81369Y886 660,704 22,374 21,483 891 0 0 0 22,374
Sentinel Small
Company Fund
Cl A Equity 817270804 34,656 5,738 5,738 0 0 0 0 5,738
Shelbourne Pptys
III Inc Equity 8.214E+107 7 1 1 0 0 0 0 1
Smartire Systems
Inc Equity 831913108 4 41,700 41,700 0 0 0 0 41,700
Starbucks
Corporation Equity 855244109 4,358 200 0 200 0 0 0 200
Stryker
Corporation Equity 863667101 41,536 800 800 0 0 0 100 700
Ameritrade Hldg
Corp Equity 87236Y108 328,915 18,520 18,068 452 0 0 0 18,520
Tjx Cos Inc New Equity 872540109 372,384 9,797 9,439 358 0 0 0 9,797
Tenneco
Automotive Inc Equity 880349105 1,768 100 100 0 0 0 0 100
ADR Teva
Pharmaceutical
Ind Equity 881624209 538,613 9,496 9,048 448 0 0 0 9,496
Thornburg Mtg Inc Equity 885218800 0 10 10 0 0 0 0 10
Tupperware Corp Equity 899896104 9,256 218 218 0 0 0 0 218
US Bancorp
Delaware New Equity 902973304 12,540 500 500 0 0 0 0 500
Union Pacific
Corporation Equity 907818108 12,100 200 200 0 0 0 0 200
United Parcel
Service Equity 911312106 2,889 50 50 0 0 0 0 50
Vanguard Consumer
Discretionary
ETF Equity 92204A108 374,339 8,211 7,999 212 0 0 0 8,211
Vanguard Consumer
Staples ETF Equity 92204A207 780,915 12,003 11,566 437 0 0 0 12,003
Vanguard
Financials ETF Equity 92204A405 946,517 32,888 31,666 1,222 0 0 0 32,888
Vanguard Health
Care ETF Equity 92204A504 728,031 13,378 13,216 162 0 0 0 13,378
Vanguard
Industrials
ETF Equity 92204A603 429,123 8,502 8,246 256 0 0 0 8,502
Vanguard
Materials ETF Equity 92204A801 429,552 6,896 6,708 188 0 0 0 6,896
Vanguard Telecom
Services ETF Equity 92204A884 517,547 9,928 9,621 307 0 0 0 9,928
Verizon
Communications Equity 92343V104 25,478 866 866 0 0 0 0 866
ADR Vodafone
Group Equity 92857W209 4,807 224 224 0 0 0 0 224
Vulcan Materials
Company Equity 929160109 2,210 50 0 50 0 50 0 50
Wal-Mart Stores Equity 931142103 428,348 8,017 7,776 241 0 0 0 8,017
Walgreen Company Equity 931422109 497,995 13,814 11,281 2,533 0 0 0 13,814
Wells Fargo &
Company New Equity 949746101 1,076,786 37,875 35,820 2,055 0 0 0 37,875
Whirlpool Corp Equity 963320106 123,145 1,638 1,638 0 0 0 0 1,638
Williams
Communications
Group Equity 969455104 1 136 136 0 0 0 0 136
Wizzard Software
Corporation Equity 97750V109 1,877 5,520 5,520 0 0 0 0 5,520
Zebra
Technologies
Corp Cl A Equity 989207105 17,200 659 0 659 0 0 0 659
Creative Alliance
common stock Equity CREATIVE 11,347,300 530,000 530,000 0 0 530,000 0 530,000
Accenture PLC Equity G1151C101 315,541 7,698 7,243 455 0 0 0 7,698
OpenTV Corp Cl A Equity G67543101 4,590 3,000 3,000 0 0 0 0 3,000
Seagate
Technology Shs Equity G7945J104 1,671 100 100 0 0 0 0 100
Transocean Ltd Equity H8817H100 16,948 200 0 200 0 0 0 200
Sinovac Biotech
Ltd Shs Equity P8696W104 1,200 200 0 200 0 0 0 200
PCCW Limited Equity Y6802P120 130 500 500 0 0 0 0 500
-------------- --------- ---------- ------- --- ------- --- ---------
$53,576,297.00 2,221,318 2,042,161 179,157 0 530,369 400 2,220,918
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