UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21926
Morgan Stanley China A Share Fund, Inc.
(Exact name of registrant as specified in charter)
522 Fifth Avenue, New York, New York 10036
(Address of principal executive offices) (Zip code)
Stefanie V. Chang Yu, Esq.
Managing Director
Morgan Stanley Investment Management Inc.
522 Fifth Avenue
New York, New York 10036
(Name and address of agent for service)
Registrant's telephone number, including area code: 800-548-7786
Date of fiscal year end: 12/31
Date of reporting period: 7/1/09 - 6/30/10
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-21926
Reporting Period: 07/01/2009 - 06/30/2010
Morgan Stanley China A Share Fund, Inc.
=================== MORGAN STANLEY CHINA A SHARE FUND, INC. ====================
ANGANG STEEL COMPANY LIMITED
Ticker: 898 Security ID: CNE000000SQ4
Meeting Date: SEP 18, 2009 Meeting Type: Special
Record Date: AUG 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Placement of New H Shares with For For Management
a Nominal Value of RMB 1.00 to the
Qualified Investors (Placement)
1b Approve Issuance of Not More than 217.2 For For Management
Million New H Shares Under the
Placement
1c Approve Target Placees Under the For For Management
Placement
1d Approve Placing Price Under the For For Management
Placement
1e Approve Arrangement of Accumulated For For Management
Profits Under the Placement
1f Approve Validity Period of the For For Management
Resolution for a Period of 12 Months
Under the Placement
2 Authorize the Board to Deal with All For For Management
Matters in Relation to the Placement
3 Approve Use of Proceeds from the For For Management
Placement
4a Approve Issuance of Short-Term For For Management
Debentures with an Aggregate Principal
Amount of Not More than RMB 6 Billion
to the Institutional Investors in PRC
Inter-Bank Debenture Market (Proposed
Issue of Short-Term Debentures)
4b Approve Issuance of Short-Term For For Management
Debentures in Two Tranches Each with an
Aggregate Principal Amount of RMB 3
Billion and a Term of Maturity of Not
More than 365 Days
4c Approve Interest Rates of the Proposed For For Management
Issue of Short-Term Debentures
4d Approve Issue of Short-Term Debentures For For Management
to Institutional Investors in the PRC
Inter-Bank Debenture Market
4e Approve Use of Proceeds from the For For Management
Proposed Issue of Short-Term Debentures
4f Approve Validity of the Proposed Issue For For Management
of Short-Term Debentures for a Period
of 24 Months
4g Authorize Board to Deal with All For For Management
Matters Relating to Proposed Issue of
Short-Term Debentures
5 Elect Kwong Chi Kit, Victor as For For Management
Independent Non-Executive Director
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ANGANG STEEL COMPANY LIMITED
Ticker: 898 Security ID: Y0132F100
Meeting Date: JUN 18, 2010 Meeting Type: Annual
Record Date: MAY 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Proposal for Distribution of For For Management
Profits
5 Approve Proposed Remuneration of For For Management
Directors and Supervisors
6 Appoint RSM China Certified Public For For Management
Accountants and RSM Nelson Wheeler
Certified Public Accountants as
Domestic and International Auditors,
Respectively, and Authorize Board to
Fix Their Remuneration
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
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BANK OF BEIJING CO., LTD.
Ticker: 601169 Security ID: Y06958113
Meeting Date: MAY 26, 2010 Meeting Type: Annual
Record Date: MAY 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Directors' Report For For Management
2 Approve 2009 Supervisors' Report For For Management
3 Approve 2009 Financial Statements For For Management
4 Approve 2010 Financial Budget Report For For Management
5 Approve 2009 Allocation of Income and For For Management
Dividends
6 Approve to Re-Appoint Company's 2010 For For Management
Audit Firm
7 Approve the 2010-2011 Subordinate For For Management
Debenture Issuance
8 Approve the Issuance of Financial Bond For For Management
9 Approve the Report on 2009 Connected For For Management
Transactions
10 Approve 2009 Independent Directors' For For Management
Report
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BANK OF CHINA LIMITED
Ticker: 601988 Security ID: Y0698A123
Meeting Date: MAR 19, 2010 Meeting Type: Special
Record Date: FEB 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
2a Approve Issuance of Convertible For For Management
Corporate Bonds (Convertible Bonds)
2b Approve Issue Size of Convertible Bonds For For Management
2c Approve Par Value and Issue Price of For For Management
Convertible Bonds
2d Approve Term of Convertible Bonds For For Management
2e Approve Interest Rate of Convertible For For Management
Bonds
2f Approve Method and Timing of Interest For For Management
Payment of Convertible Bonds
2g Approve Conversion Period of For For Management
Convertible Bonds
2h Approve Conversion Price and Adjustment For For Management
of Convertible Bonds
2i Approve Downward Adjustment to For For Management
Convertible Bonds' Conversion Price
2j Approve Conversion Method of Fractional For For Management
Share of the Convertible Bonds
2k Approve Terms of Redemption of the For For Management
Convertible Bonds
2l Approve Redemption at the Option of For For Management
Holders of Convertible Bonds
2m Approve Dividend Rights of the Year of For For Management
Conversion
2n Approve Method of Issuance and Target For For Management
Subscribers
2o Approve Subscription Arrangement for For For Management
Existing A Shareholders
2p Approve Convertible Bonds' Holders and For For Management
Meetings
2q Approve Use of Proceeds from Fund For For Management
Raising Activities
2r Approve Special Provisions in Relation For For Management
to Supplementary Capital
2s Approve Guarantee and Security of the For For Management
Convertible Bonds
2t Approve Validity Period of the For For Management
Resolution of the Convertible Bonds'
Issue
2u Approve Matters Relating to For For Management
Authorization in Connection with the
Convertible Bonds' Issue
3 Approve Capital Management Plan (2010 For For Management
to 2012)
4 Approve Feasibility Analysis Report on For For Management
the Use of Proceeds of the Public
Issuance of A Share Convertible
Corporate Bonds by the Bank
5 Approve Utilization Report on the For For Management
Bank's Use of Proceeds from the
Previous Issuance of Securities by the
Bank
6 Elect Li Jun as Supervisor For For Management
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BANK OF CHINA LIMITED
Ticker: 601988 Security ID: Y0698A123
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: APR 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept 2009 Working Report of the Board For For Management
of Directors
2 Accept 2009 Working Report of the For For Management
Supervisors
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve the 2009 Profit Distribution For For Management
Plan
5 Aprove the 2010 Annual Budget For For Management
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian CPAs Limited Company and
PricewaterhouseCoopers Hong Kong as
Auditors
7a Reelect Xiao Gang as an Executive For For Management
Director
7b Reelect Li Lihui as an Executive For For Management
Director
7c Reelect Li Zaohang as an Executive For For Management
Director
7d Reelect Zhou Zaiqun as an Executive For Against Management
Director
7e Reelect Anthony Francis Neoh as an For For Management
Independent Non-Executive Directo
7f Reelect Huang Shizhong as an For For Management
Independent Non-Executive Director
7g Reelect Huang Danhan as an Independent For For Management
Non-Executive Director
8a Elect Qin Rongsheng as an External For For Management
Supervisor
8b Elect Bai Jingming as an External For For Management
Supervisor
8c1 Reelect Wang Xueqiang as a None For Shareholder
Shareholders Representative Supervisor
of the Bank
8c2 Reelect Liu Wanming as a Shareholders None For Shareholder
Representative Supervisor of the Bank
9 Approve Remuneration Scheme for the For For Management
External Supervisors
10 Amend Articles of Association For For Management
11 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
12 Approve Adjustments of Several Items of None For Shareholder
the Delegation of Authorities by the
Shareholders Meeting to the Board of
Directors
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BANK OF COMMUNICATIONS CO LTD
Ticker: 601328 Security ID: Y06988110
Meeting Date: APR 20, 2010 Meeting Type: Special
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Class and Par Value of Shares For For Management
to be Issued Under the Proposed Rights
Issue
1b Approve Ratio and Number of Shares to For For Management
be Issued Under the Proposed Rights
Issue
1c Approve Subscription Pricing and Price For For Management
Determination Basis Under the Proposed
Rights Issue
1d Approve Target Subscribers Under the For For Management
Proposed Rights Issue
1e Approve Use of Proceeds Under the For For Management
Proposed Rights Issue
1f Approve Validity of Rights Issue For For Management
1g Authorize Board to Deal With Specific For For Management
Matters Relating to the Proposed Rights
Issue
2 Approve Proposal in Relation to For For Management
Undistributed Profits Prior to the
Completion of the Rights Issue
3 Approve Feasibility Report Proposal For For Management
4 Approve Previous Fund Use Report For For Management
Proposal
5 Approve Profit Distribution Plan and For For Management
the Recommendation of the Dividend for
the Year Ended Dec. 31, 2009
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BANK OF NANJING CO., LTD.
Ticker: 601009 Security ID: Y0698E109
Meeting Date: JAN 12, 2010 Meeting Type: Special
Record Date: JAN 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Rights Issuance
2 Approve Scheme for Rights Issuance For For Management
2.1 Approve Security Type and Par Value For For Management
2.2 Approve Scale, Proportion and Number of For For Management
Shares
2.3 Approve Price and Pricing Method For For Management
2.4 Approve Parties For For Management
2.5 Approve Time of Issuance For For Management
2.6 Approve Amount to be Raised and Usage For For Management
of Funds
2.7 Approve Listing Location For For Management
2.8 Approve Resolution Validity Period For For Management
3 Approve Report on the Usage of For For Management
Previously Raised Funds
4 Approve Feasibility Report on the Usage For For Management
of Funds from Rights Issuance
5 Approve Arrangement of Undistributed For For Management
Profits before Rights Issuance
6 Approve Authorization to the Board to For For Management
Handle Matters in Relation to the
Rights Issuance
7 Approve Formulation of Three-Year For For Management
Capital Plan
8 Elect Ai Feili as Director For For Management
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BEIJING CAPITAL DEVELOPMENT CO LTD
Ticker: 600376 Security ID: Y0772K104
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: DEC 15, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Eligibility for For For Management
Issuance of Corporate Bonds
2 Approve Number of Shares For For Management
3 Approve Issuance to Shareholders For For Management
4 Approve Bond Period For For Management
5 Approve Usage of Funds For For Management
6 Approve Resolution Validity Period For For Management
7 Authorize Board to Handle Matters For For Management
Regarding Issuance of Corporate Bonds
8 Approve Loan Guarantee for Company's For For Management
Wholly Owned Subsidiary
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BEIJING YANJING BREWERY CO., LTD
Ticker: 729 Security ID: Y0771Z102
Meeting Date: MAR 23, 2010 Meeting Type: Annual
Record Date: MAR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Directors' Report For For Management
2 Approve 2009 Supervisors' Report For For Management
3 Approve 2009 Financial Statements For For Management
4 Approve 2009 Annual Report and Annual For For Management
Report Summary
5 Approve 2009 Allocation of Income and For For Management
Dividends
6 Approve to Re-Appoint Company's 2010 For For Management
Audit Firm and Approve 2009 Payment of
Audit Fee
7 Approve Estimated Amount of 2010 For For Management
Continuing Connected Transactions
8 Approve Company's Eligibility for For For Management
Public Issuance of Convertible Bonds
9 Approve Company's Public Issuance of For For Management
Convertible Bonds
9.1 Approve Issue Type For For Management
9.2 Approve Scale of Issuance For For Management
9.3 Approve Par Vaue and Issue Price For For Management
9.4 Approve Bond Maturity For For Management
9.5 Approve Bond Interest Rate For For Management
9.6 Approve Gurantee of Issuance For For Management
9.7 Approve the Term and Method of For For Management
Repayment of Principal and Interest
9.8 Approve Conversion Period For For Management
9.9 Approve the Amendments and Confirmation For For Management
of Conversion Price
9.10 Approve the Downward Revision Policies For For Management
of Conversion Price
9.11 Approve the Redeem Policy For For Management
9.12 Approve Repurchase Policies For For Management
9.13 Approve Bond Holders and Bond Holders' For For Management
Meetings
9.14 Approve Manner of Issuance and Parties For For Management
9.15 Approve Placement Arrangement for For For Management
Existing Shareholders
9.16 Approve Arrangements on Amounts Less For For Management
Than the Price of One Share
9.17 Approve the Allocation of Dividends For For Management
during Converting Year
9.18 Approve Usage of Funds For For Management
9.19 Approve Resolution Validity Period For For Management
10 Approve to Authorize the Board with For For Management
Regard to Issuance and Listing Matters
11 Approve Board Report of Usage of For For Management
Previously Raised Funds
12 Approve the Feasibility Analysis Report For For Management
of Issuance of Covertible Bonds
12.1 Approve the Feasibility Analysis Report For For Management
of a Technology Transformation Project
of the Company
12.2 Approve the Feasibility Analysis Report For For Management
of Investment in Guangdong Yanjing
Brewery Co., Ltd.
12.3 Approve the Feasibility Analysis Report For For Management
of Investment in Jiangxi Yanjing
Brewery Co., Ltd.
12.4 Approve the Feasibility Analysis Report For For Management
of Investment to Start a Company's
Subsidiary, Beijing Yanjing Brewery
(Jinzhong) Co., Ltd.
12.5 Approve the Feasibility Analysis Report For For Management
of Investment to Start a Company's
Subsidiary, Yanjing Brewery (Kunming)
Co., Ltd.
13 Approve Rights and Obligations of Bond For For Management
Holders and Matters with Bond Holders'
Meetings
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CHANG CHUN EUR-ASIA GROUP CO LTD
Ticker: 600697 Security ID: CNE000000F71
Meeting Date: DEC 10, 2009 Meeting Type: Special
Record Date: DEC 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Audit Firm For Did Not Vote Management
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CHANG CHUN EURASIA GROUP CO., LTD.
Ticker: 600697 Security ID: Y1294G100
Meeting Date: MAY 28, 2010 Meeting Type: Annual
Record Date: MAY 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Directors' Report For For Management
2 Approve 2009 Supervisors' Report For For Management
3 Approve 2009 Financial Statements and For For Management
2010 Financial Budget Report
4 Approve 2009 Allocation of Income and For For Management
Dividends
5 Approve Payment of Audit Fee For For Management
6 Approve 2009 Annual Report and Annual For For Management
Report Summary
7 Approve to Re-Appoint Company's Audit For For Management
Firm
8 Approve Adjustment on the Remuneration For For Management
of Directors, Supervisors and Senior
Management Group
9 Approve Adjustment on the Remuneration For For Management
of Independent Directors
10 Approve the Implementation Plan of For For Management
Medium and Long Term Incentive Fund
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CHANGSHA ZOOMLION HEAVY INDUSTRY SCIENCE & TECHNOLOGY DEVELO
Ticker: 157 Security ID: CNE000001527
Meeting Date: AUG 17, 2009 Meeting Type: Special
Record Date: AUG 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Adjustment to the Projects to For For Management
be Funded by Proceeds from Private
Placement
2 Amend Articles of Association (Special) For For Management
2.1 Amend Article No. 6 For For Management
2.2 Amend Article No. 19 For For Management
3 Approve Authorization to the Board to For For Management
Handle Matters in Relation to the
Amendment to the Articles of
Association
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CHANGSHA ZOOMLION HEAVY INDUSTRY SCIENCE & TECHNOLOGY DEVELOPMENT CO., LTD.
Ticker: 157 Security ID: Y1293Y102
Meeting Date: MAY 25, 2010 Meeting Type: Annual
Record Date: MAY 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Directors' Report For For Management
2 Approve 2009 Supervisors' Report For For Management
3 Approve 2009 Audit Report For For Management
4 Approve 2009 Financial Statements For For Management
5 Approve 2010 Financial Budget Report For For Management
6 Approve 2009 Allocation of Income and For For Management
Dividends
7 Approve 2009 Annual Report and Annual For For Management
Report Summary
8 Approve to Change 2010 Company's Audit For For Management
Firm
9 Approve to Authorize a Company to Start For For Management
Financing Lease Business
10 Approve to Authorize Another Company to For For Management
Start Financing Lease Business
11 Approve Application of Credit Line and For For Management
Financing from Bank
12 Approve Provision of Guarantee for the For For Management
Company's Subsidiaries
12.1 Approve Provision of Guarantee within For For Management
RMB 700 Million for a Company's
Subsidiary
12.2 Approve Provision of Guarantee within For For Management
RMB 350 Million for a Company's
Subsidiary
13 Approve to Change Investment Projects For For Management
with Raised Funds
13.1 Approve an Upgrade Project For For Management
13.2 Approve a Industrialization Project For For Management
13.3 Approve Another Industrialization For For Management
Project
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CHINA CITIC BANK CORPORATION LTD.
Ticker: 601998 Security ID: Y1434M108
Meeting Date: FEB 5, 2010 Meeting Type: Special
Record Date: JAN 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Angel Cano Fernandez as a For For Management
Non-Executive Director
2 Approve Issuance of Subordinated Bonds For For Shareholder
and/or Hybrid Capital Bonds
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CHINA CONSTRUCTION BANK CORPORATION
Ticker: CNCBK Security ID: Y1397N119
Meeting Date: JUN 24, 2010 Meeting Type: Special
Record Date: MAY 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Scheme for A-Share and For For Management
H-Share Allotment
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CHINA CONSTRUCTION BANK CORPORATION
Ticker: CNCBK Security ID: Y1397N119
Meeting Date: JUN 24, 2010 Meeting Type: Annual
Record Date: MAY 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Board of For For Management
Supervisors
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Fixed Asset Investment Budget For For Management
For 2010
5 Approve Profit Distribution Plan For For For Management
2009
6 Approve Final Emoluments Distribution For For Management
Plan For Directors and Supervisors
7 Appoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
8a Approve Type and Nominal Value of For For Management
Rights Shares in Relation to the A
Share and H Share Issue
8b Approve Proportion and Number of Shares For For Management
to be Issued in Relation to the A Share
and H Share Issue
8c Approve Subscription Price of Rights For For Management
Issue in Relation to the A Share and H
Share Issue
8d Approve Target Subscribers in Relation For For Management
to the A Share and H Share Issue
8e Approve Use of Proceeds in Relation to For For Management
the A Share and H Share Issue
8f Approve Arrangement For Accumulated For For Management
Undistributed Profits of the Bank Prior
to the Rights Issue
8g Approve Effective Period of the For For Management
Resolution in Relation to the A Share
and H Share Issue
9 Approve Authorization For the Rights For For Management
Issue of A Shares and H Shares
10 Approve Feasibility Report on the For For Management
Proposed Use of Proceeds Raised from
the Rights Issue of A Shares and H
Shares
11 Approve Report on the Use of Proceeds For For Management
From the Previous A Share Issue
12 Approve Mid-Term Plan of Capital For For Management
Management
13a Elect Guo Shuqing as Executive Director For For Management
13b Elect Zhang Jianguo as Executive For For Management
Director
13c Elect Lord Peter Levene as Independent For For Management
Non-Executive Director
13d Elect Jenny Shipley as Independent For For Management
Non-Executive Director
13e Elect Elaine La Roche as Independent For For Management
Non-Executive Director
13f Elect Wong Kai-Man as Independent For For Management
Non-Executive Director
13g Elect Sue Yang as Non-Executive For For Management
Director
13h Elect Yam Chi Kwong, Joseph as For For Management
Independent Non-Executive Director
13i Elect Zhao Xijun as Independent For For Management
Non-Executive Director
14a Elect Xie Duyang as Shareholder For For Management
Representative Supervisor
14b Elect Liu Jin as Shareholder For For Management
Representative Supervisor
14c Elect Guo Feng as External Supervisor For For Management
14d Elect Dai Deming as External Supervisor For For Management
14e Elect Song Fengming as Shareholder For For Management
Representative Supervisor
15a Elect Zhu Xiaohuang as Executive None For Shareholder
Director
15b Elect Wang Shumin as Non-Executive None For Shareholder
Director
15c Elect Wang Yong as Non-Executive None For Shareholder
Director
15d Elect Li Xiaoling as Non-Executive None For Shareholder
Director
15e Elect Zhu Zhenmin as Non-Executive None For Shareholder
Director
15f Elect Lu Xiaoma as Non-Executive None For Shareholder
Director
15g Elect Chen Yuanling as Non-Executive None For Shareholder
Director
16 Amend Rules of Procedure Re: Delegation None For Shareholder
of Authorities by the Shareholder's
General Meeting to the Board
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CHINA COSCO HOLDINGS CO LTD
Ticker: 601919 Security ID: Y1455B106
Meeting Date: JUN 18, 2010 Meeting Type: Annual
Record Date: MAY 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Plan For For Management
5 Reappoint PricewaterhouseCoopers and For For Management
Zhongruiyuehua Certified Public
Accountants Co., Ltd. as International
and PRC Auditors, Respectively, and
Authorize the Board to Fix Their
Remuneration
6 Approve Proposed Issue of Medium-Term For For Management
Notes
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CHINA DONGXIANG (GROUP) CO LTD
Ticker: 3818 Security ID: KYG2112Y1098
Meeting Date: SEP 25, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Subscription By Shanghai For For Management
Gabanna Sporting Goods Co., Ltd. of a
30 Percent Equity Interest in Shanghai
Yi Bo Tu Li Co. Ltd. Under the
Cooperation Agreement
2 Approve New Framework Agreement For For Management
3 Approve Annual Caps Under the New For For Management
Framework Agreement
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CHINA DONGXIANG (GROUP) CO., LTD.
Ticker: 3818 Security ID: G2112Y109
Meeting Date: MAY 12, 2010 Meeting Type: Annual
Record Date: MAY 6, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2a Approve Final Dividend For For Management
2b Approve Final Special Dividend For For Management
3a1 Reelect Qin Dazhong as an Executive For For Management
Director
3a2 Reelect Gao Yu as a Non-Executive For For Management
Director
3b Authorize Board to Fix the Remuneration For For Management
of Directors
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Payout of Interim Dividends For For Management
from the Share Premium Account
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CHINA MERCHANTS BANK CO LTD
Ticker: CHMBK Security ID: CNE000001B33
Meeting Date: OCT 19, 2009 Meeting Type: Special
Record Date: SEP 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Class and Par Value of Shares For For Management
to be Issued Under the Proposed Rights
Issue of A Shares and H Shares
1b Approve Ratio and Number of Shares to For For Management
be Issued Under the Proposed Rights
Issue of A Shares and H Shares
1c Approve Subscription Pricing and Price For For Management
Determination Basis Under the Proposed
Rights Issue of A Shares and H Shares
1d Approve Target Subscribers Under the For For Management
Proposed Rights Issue of A Shares and H
Shares
1e Approve Use of Proceeds Under the For For Management
Proposed Rights Issue of A Shares and H
Shares
1f Authorize Board to Deal With Specific For For Management
Matters Relating to the Proposed Rights
Issue of A Shares and H Shares
1g Approve Validity of the Special For For Management
Resolution
2 Approve Proposal in Relation to For For Management
Undistributed Profits Prior to the
Completion of the Rights Issue
3 Approve Proposal Regarding the Use of For For Management
Proceeds of the Rights Issue
4 Approve Explanatory Statement In For For Management
Relation to the Use of Proceeds from
the Previous Fund Raising
5 Approve Provisional Measures for For For Management
Appointment of Annual Auditors
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CHINA MERCHANTS BANK CO LTD
Ticker: CHMBK Security ID: Y14896107
Meeting Date: JUN 23, 2010 Meeting Type: Annual
Record Date: MAY 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Board of For For Management
Supervisors
3 Approve Annual Report for the Year 2009 For For Management
4 Accept Financial Statements and For For Management
Statutory Reports
5 Approve Proposed Profit Distribution For For Management
Plan
6 Approve Auditors and Authorize Board to For For Management
Fix Their Remuneration
7a Reelect Qin Xiao as Non-Executive For For Management
Director
7b Reelect Wei Jiafu as Non-Executive For Against Management
Director
7c Reelect Fu Yuning as Non-Executive For For Management
Director
7d Reelect Li Yinquan as Non-Executive For For Management
Director
7e Reelect Fu Gangfeng as Non-Executive For For Management
Director
7f Reelect Hong Xiaoyuan as Non-Executive For For Management
Director
7g Reelect Sun Yueying as Non-Executive For For Management
Director
7h Reelect Wang Daxiong as Non-Executive For For Management
Director
7i Reelect Fu Junyuan as Non-Executive For For Management
Director
7j Reelect Ma Weihua as Executive Director For For Management
7k Reelect Zhang Guanghua as Executive For For Management
Director
7l Reelect Li Hao as Executive Director For For Management
7m Reelect Wu Jiesi as Independent For For Management
Non-Executive Director
7n Reelect Yi Xiqun as Independent For For Management
Non-Executive Director
7o Reelect Yan Lan as Independent For For Management
Non-Executive Director
7p Reelect Chow Kwong Fai, Edward as For For Management
Independent Non-Executive Director
7q Reelect Liu Yongzhang as Independent For For Management
Non-Executive Director
7r Reelect Liu Hongxia as Independent For For Management
Non-Executive Director
8a Reappoint Zhu Genlin as Shareholder For For Management
Representative Supervisor
8b Reappoint Hu Xupeng as Shareholder For For Management
Representative Supervisor
8c Reappoint Wen Jianguo as Shareholder For For Management
Representative Supervisor
8d Reappoint Li Jiangning as Shareholder For For Management
Representative Supervisor
8e Reappoint Shi Jiliang as External None For Management
Supervisor
8f Reappoint Shao Ruiqing as External For For Management
Supervisor
9 Approve Mid-term Capital Management For For Management
Plan
10 Approve Assessment Report on Duty For Abstain Management
Performance of Directors
11 Approve Assessment Report on Duty For Abstain Management
Performance of Supervisors
12 Approve Duty Performance and For Abstain Management
Cross-Evaluation Reports of Independent
Non-Executive Directors
13 Approve Duty Performance and For Abstain Management
Cross-Evaluation Reports of External
Supervisors Directors
14 Approve Related-Party Transaction For For Management
Report
15 Appoint Han Mingzhi as External For For Management
Supervisor
--------------------------------------------------------------------------------
CHINA MERCHANTS PROPERTY DEVELOPMENT CO. LTD ( FORMERLY CHINA MERCHANTS
Ticker: 200024 Security ID: CNE0000008B3
Meeting Date: AUG 17, 2009 Meeting Type: Special
Record Date: AUG 10, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Company's Eligibility for For For Management
Issuance of Shares via a Private
Placement
2 Approve Proposal on the Issuance of For For Management
Shares to Specific Paties via a Private
Placement
2.1 Approve Issue Type and Par Value For For Management
2.2 Approve Manner of Issuance and Time of For For Management
Issuance
2.3 Approve Number of Shares and Scale For For Management
ofIssuance
2.4 Approve Parties of Issuance For For Management
2.5 Approve Maaner of Subscription For For Management
2.6 Approve Issue Price, Basis of Fix Price For For Management
and Date
2.7 Approve Arrangement on the Period of For For Management
Issuance
2.8 Approve Arrangement of Undistributed For For Management
Profits before Issuance
2.9 Approve Listing Location For For Management
2.10 Approve Usage of Funds For For Management
2.11 Approve Resolution Validity Period For For Management
3 Approve Preliminary Proposal on the For For Management
Issuance of Shares via a Private
Placement
4 Approve Report on the Usage of Funds For For Management
from Previous Share Issuance
5 Approve Proposal on Entering the Share For For Management
Purchase Agreement with Supplementary
Conditions with Shekou Industrial Zone
6 Approve Proposal on Related For For Management
Transactions Involved in Issuance of
Shares via Private Placement
6.1 Approve Issuance of Shares to Shekou For For Management
Industrial Zone
6.2 Approve Purchasing of Land Using Right For For Management
of Jingshan Phase IX from Shekou
Industrial Zone
7 Approve Feasibility Report on Using the For For Management
Proceeds from Issuance of Shares via
Private Placement
8 Approve Authorization to the Board to For For Management
Handle Matters in Relation to the
Issuance of Shares via a Private
Placement
9 Approve Guidelines on Appointment of For For Management
Audit Firm
--------------------------------------------------------------------------------
CHINA MERCHANTS PROPERTY DEVELOPMENT CO. LTD ( FORMERLY CHINA MERCHANTS
Ticker: 200024 Security ID: CNE0000008B3
Meeting Date: OCT 31, 2009 Meeting Type: Special
Record Date: OCT 23, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee to the For For Management
Company's Subsidiary, Zhuhai Yuanfeng
Real Estate Co., Ltd.
--------------------------------------------------------------------------------
CHINA MERCHANTS PROPERTY DEVELOPMENT CO. LTD ( FORMERLY CHINA MERCHANTS
Ticker: 200024 Security ID: Y7721D107
Meeting Date: DEC 28, 2009 Meeting Type: Special
Record Date: DEC 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Loan Guarantee for Subsidiary For For Management
--------------------------------------------------------------------------------
CHINA MERCHANTS PROPERTY DEVELOPMENT CO., LTD. ( FORMERLY CHINA MERCHANTS
Ticker: 24 Security ID: Y7721D107
Meeting Date: JUN 7, 2010 Meeting Type: Annual
Record Date: MAY 28, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Financial Statements For For Management
2 Approve 2009 Annual Report and Annual For For Management
Report Summary
3 Approve 2009 Allocation of Income and For For Management
Dividends
4 Approve Report on the Allocation and For For Management
Usage of Previously Raised Funds
5 Approve to Re-Appoint Company's Audit For For Management
Firm
6 Amend Articles of Association For For Management
7 Approve to Amend Rules and Procedures For For Management
Regarding Board of Directors' Meeting
8 Approve to Cancel 2009 Issuance of For For Management
Shares via a Private Placement to
Specific Objects
--------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORP LTD.
Ticker: 600016 Security ID: Y1495M104
Meeting Date: JUN 18, 2010 Meeting Type: Annual
Record Date: MAY 11, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Annual Report For For Management
2 Approve 2009 Directors' Report For For Management
3 Approve 2009 Supervisors' Report For For Management
4 Approve 2009 Financial Statements For For Management
5 Approve 2009 Allocation of Income and For For Management
Dividends
6 Approve 2010 Financial Budget Report For For Management
7 Approve to Re-Appoint Company's 2010 For For Management
Audit Firm and Approve Payment of Audit
Fee
8 Approve to Amend Rules and Procedures For For Management
Regarding Shareholder's Meeting
9 Approve to Amend Rules and Procedures For For Management
Regarding Board of Directors' Meeting
10 Approve to Amend Rules and Procedures For For Management
Regarding Supervisory Committee Meeting
11 Approve Associated Credit to a Company For For Management
12 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CHINA PACIFIC INSURANCE (GROUP) CO., LTD
Ticker: 601601 Security ID: Y1505R119
Meeting Date: JUN 3, 2010 Meeting Type: Annual
Record Date: MAY 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Directors' Report For For Management
2 Approve 2009 Supervisors' Report For For Management
3 Approve 2009 Financial Statements For For Management
4 Approve 2009 A Share Annual Report and For For Management
Annual Report Summary
5 Approve 2009 H Share Annual Report For For Management
6 Approve 2009 Allocation of Income and For For Management
Dividends
7 Approve to Re-Appoint Ernst & Young as For For Management
Company's Audit Firm
8 Amend Articles of Association For For Management
9 Approve to Amend Rules and Procedures For For Management
Regarding Shareholder's Meeting
10 Approve Remuneration Management System For For Management
of Directors and Supervisors
11 Approve 2009 Directors' Responsibility For For Management
Fulfillment Report
12 Approve 2009 Independent Directors' For For Management
Responsibility Fulfillment Report
13 Approve Guidelines on H Share Related For For Management
Party Transactions
14 Approve to Authorize Board to Handle For For Management
All Matters Related to the Share
Issuance
15 Elect Directors and Independent For For Management
Directors
15.1 Elect Wang Chengran as Director For For Management
15.2 Elect Feng Junyuan as Director For For Management
15.3 Elect Xu Shanda as Independent Director For For Management
15.4 Elect Li Ruoshan as Independent For For Management
Director
15.5 Elect Yang Xianghai as Director For For Management
15.6 Elect Yang Xiangdong as Director For For Management
15.7 Elect Xiao Wei as Independent Director For For Management
15.8 Elect Wu Jumin as Director For For Management
15.9 Elect Zhang Zutong as Independent For For Management
Director
15.10 Elect Zhou Ciming as Director For For Management
15.11 Elect Zheng Anguo as Director For For Management
15.12 Elect Yuan Tianfan as Independent For For Management
Director
15.13 Elect Xu Fei as Director For For Management
15.14 Elect Gao Guofu as Director For For Management
15.15 Elect Huo Lianhong as Director For For Management
16 Elect Supervisors For For Management
16.1 Elect Lin Lichun as Supervisor For For Management
16.2 Elect Zhang Jianwei as Supervisor For For Management
16.3 Elect Zhou Zhuping as Supervisor For For Management
--------------------------------------------------------------------------------
CHINA RAILWAY TIELONG CONTAINER LOGISTICS CO., LTD.
Ticker: 600125 Security ID: Y2364B104
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: APR 15, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Annual Report and Annual For For Management
Report Summary
2 Approve 2009 Directors' Report For For Management
3 Approve 2009 Supervisors' Report For For Management
4 Approve 2009 Independent Directors' For For Management
Report
5 Approve 2009 Financial Statements For For Management
6 Approve 2009 Allocation of Income and For For Management
Dividends
7 Approve to Re-Appoint Company's 2010 For For Management
Audit Firm
8 Approve to Continue to Sign an For Abstain Management
Agreement on Transporation and
Integrated Service
9 Elect Wang Jingxiao as Supervisor For For Management
--------------------------------------------------------------------------------
CITIC SECURITIES CO., LTD.
Ticker: 600030 Security ID: Y1639N109
Meeting Date: APR 26, 2010 Meeting Type: Annual
Record Date: APR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Directors' Report For For Management
2 Approve 2009 Supervisors' Report For For Management
3 Approve 2009 Independent Directors' None None Management
Report
4 Approve 2009 Annual Report For For Management
5 Approve 2009 Allocation of Income and For For Management
Dividends and Capitalization of Capital
Reserves
6 Approve the Estimated 2010 For For Management
Self-Investment Quota
7 Approve Authorization to the Board to For For Management
Handle Matters in Relation to Issuance
of Short-Term Financing Bill
8 Approve to Re-Appoint Company's Audit For For Management
Firm
9 Approve the Adjustment to the Division For For Management
of the Company's Brokerage Business
Regions
10 Approve Estimated Amount of 2010 For For Management
Continuing Connected Transactions
11 Elect Ni Jun as Supervisor For For Management
--------------------------------------------------------------------------------
CITIC SECURITIES CO., LTD.
Ticker: 600030 Security ID: Y1639N109
Meeting Date: JUN 17, 2010 Meeting Type: Special
Record Date: JUN 8, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer of Stake in a Company For For Management
2 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
DONG-E E JIAO CO LTD SHANDONG CHINA
Ticker: 423 Security ID: CNE0000006Y9
Meeting Date: NOV 20, 2009 Meeting Type: Special
Record Date: NOV 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Implementation of Entrusted For Did Not Vote Management
Loans from Idle Raised Funds
--------------------------------------------------------------------------------
DONG-E E JIAO CO LTD SHANDONG CHINA
Ticker: 423 Security ID: Y20950104
Meeting Date: MAY 28, 2010 Meeting Type: Annual
Record Date: MAY 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Annual Report and Annual For For Management
Report Summary
2 Approve 2009 Directors' Report For For Management
3 Approve 2009 Supervisors' Report For For Management
4 Approve 2009 Financial Statements For For Management
5 Approve 2009 Allocation of Income and For For Management
Dividends
6 Approve Mid-Tern and Long-Term For For Management
Incentive Procedures
7 Approve 2009 Independent Directors' For For Management
Report
8 Approve Audit Policy and Audit For Against Management
Estimation Adjustment
9 Approve to Re-Appoint Company's 2010 For For Management
Audit Firm and Approve Payment of Audit
Fee
10 Approve the Nomination of Li Fuzuo as a For For Management
Director Candidate
--------------------------------------------------------------------------------
FUSHAN INTERNATIONAL ENERGY GROUP LTD (FORMERLY FUSHAN HOLDI
Ticker: 639 Security ID: HK0639031506
Meeting Date: SEP 30, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
2 Approve Increase in Authorized Share For For Management
Capital from HK$500 Million to HK$1
Billion by the Creation of an
Additional 5 Billion Unissued Shares
--------------------------------------------------------------------------------
FUSHAN INTERNATIONAL ENERGY GROUP LTD (FORMERLY FUSHAN HOLDI
Ticker: 639 Security ID: HK0639031506
Meeting Date: OCT 30, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of 154.2 Million For For Management
Shares of Mount Gibson Iron Ltd. from
Sky Choice International Ltd. at a
Consideration of HK$1.2 Billion, and
the Related Issuance of 213.9 Million
New Consideration Shares
--------------------------------------------------------------------------------
FUSHAN INTERNATIONAL ENERGY GROUP LTD (FORMERLY FUSHAN HOLDI
Ticker: 639 Security ID: HK0639031506
Meeting Date: NOV 13, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Second Revised Supply For For Management
Contract and Related Annual Caps
2 Approve the Intra-group Advances Master For Against Management
Contract and Related Annual Caps
3 Approve Provision of Guarantee to China For For Management
Merchant Bank Company Ltd., Shenzhen
Branch in Respect of a Loan Facility of
Up to RMB 400 Million
--------------------------------------------------------------------------------
FUSHAN INTERNATIONAL ENERGY GROUP LTD (FORMERLY FUSHAN HOLDI
Ticker: 639 Security ID: Y2677L104
Meeting Date: JUN 8, 2010 Meeting Type: Special
Record Date: MAY 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Loan Agreement of HK$937 For For Management
Million Between Jade Green Investments
Limited and Xing Libin
--------------------------------------------------------------------------------
FUSHAN INTERNATIONAL ENERGY GROUP LTD (FORMERLY FUSHAN HOLDI
Ticker: 639 Security ID: Y2677L104
Meeting Date: JUN 8, 2010 Meeting Type: Annual
Record Date: JUN 4, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Reelect Wang Pingsheng as Director For For Management
3b Reelect Chen Zhouping as Director For For Management
3c Reelect Wong Lik Ping as Director For Against Management
3d Reelect So Kwok Hoo as Director For For Management
3e Reelect Chen Zhaoqiang as Director For Against Management
3f Reelect Liu Qingshan as Director For Against Management
3g Reelect Zhang Wenhui as Director For For Management
3h Reelect Zhang Yaoping as Director For For Management
4 Authorize Board to Fix the Remuneration For For Management
of Directors
5 Appoint Auditors and Authorize Board to For For Management
Fix Their Remuneration
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Adopt New Memorandum and Articles of For For Management
Association
--------------------------------------------------------------------------------
GANSU QILIANSHAN CEMENT CO LTD.
Ticker: 600720 Security ID: CNE000000L65
Meeting Date: OCT 26, 2009 Meeting Type: Special
Record Date: OCT 19, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Provision of Guarantee to For For Management
Company's Subsidiaries
--------------------------------------------------------------------------------
GANSU QILIANSHAN CEMENT CO LTD.
Ticker: 600720 Security ID: Y2682V105
Meeting Date: MAR 24, 2010 Meeting Type: Special
Record Date: MAR 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Additional Related Parties For For Management
2 Approve to Hold Shares in Lanzhou Lan For For Management
Shi Heavy Equipment Co., Ltd.
3 Approve Credit Line from Banks For For Management
4 Approve to Write-off Scrapped Equipment For For Management
Asset in Yongdeng Company
--------------------------------------------------------------------------------
GANSU QILIANSHAN CEMENT CO LTD.
Ticker: 600720 Security ID: Y2682V105
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAY 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Directors' Report For For Management
2 Approve 2009 Supervisors' Report For For Management
3 Approve 2009 Financial Statements For For Management
4 Approve 2009 Allocation of Income and For For Management
Dividends and Capitalization of Capital
Reserves
5 Approve 2009 Annual Report and Annual For For Management
Report Summary
6 Approve Estimated Amount of 2010 For For Management
Continuing Connected Transactions
7 Approve the Provision for Impairment of For For Management
Book Value of a Company's Long-Term
Equity Investment at the Full Amount
8 Approve the Provision for Impairment of For For Management
Book Value of Another Company's
Long-Term Equity Investment at the Full
Amount
9 Approve to Change the Method of For For Management
Provision for Bad Debts
10 Approve the Construction of a Project For For Management
11 Approve the Loan Guarantee for a For For Management
Company
--------------------------------------------------------------------------------
GEMDALE CORP.(FORMERLY GOLDFIELD INDUSTRIES INC)
Ticker: 600383 Security ID: CNE000001790
Meeting Date: NOV 20, 2009 Meeting Type: Special
Record Date: NOV 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve System of Appointment of the For For Management
Company's Audit Firm
2 Amend Articles of Association (Special) For For Management
--------------------------------------------------------------------------------
GOLDEN EAGLE RETAIL GROUP LTD
Ticker: 3308 Security ID: KYG3958R1092
Meeting Date: JUL 10, 2009 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Lease Agreement (Hanzhong For For Management
Plaza) and the Transactions
Contemplated Thereunder
2 Approve Proposed Annual Caps for the For For Management
Rental in Respect of the Lease
Agreement (Hanzhong Plaza) for the
Three Years Ending Dec. 31, 2011
3 Approve Facilities Leasing Agreement For For Management
and the Transactions Contemplated
Thereunder
4 Approve Proposed Annual Caps for the For For Management
Rental in Respect of the Facilities
Leasing Agreement for the Three Years
Ending Dec. 31, 2011
5 Approve Lease Agreement (Additional For For Management
Shanghai Premises) and the Transactions
Contemplated Thereunder
6 Approve Proposed Annual Caps for the For For Management
Rental and Property Management Fee in
Respect of the Lease Agreement
(Additional Shanghai Premises) for the
Three Years Ending Dec. 31, 2011
--------------------------------------------------------------------------------
GREE ELECTRIC APPLIANCES INC OF ZHUHAI
Ticker: 651 Security ID: Y9890H109
Meeting Date: MAY 28, 2010 Meeting Type: Annual
Record Date: MAY 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Directors' Report For For Management
2 Approve 2009 Supervisors' Report For For Management
3 Approve 2009 Annual Report and Annual For For Management
Report Summary
4 Approve 2009 Allocation of Income and For For Management
Dividends
5 Approve to Re-Appoint Zhong-shen Yatai For For Management
Certified Public Accountants as
Company's 2010 Audit Firm
6 Approve Special Report of Foreign For For Management
Exchange Transactions
7 Approve Special Report of Bulk Material For For Management
Hedging Operations
8 Approve 2009 Supervisors' Report For For Management
10 Approve Rules and Procedures Regarding For For Management
Supervisory Committee Meeting
--------------------------------------------------------------------------------
GREE ELECTRICAL APPLIANCES INC OF ZHUHAI CO. LTD.
Ticker: 651 Security ID: Y9890H109
Meeting Date: FEB 26, 2010 Meeting Type: Special
Record Date: FEB 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association (Special) For For Management
2 Approve Financial Service Framework For Against Management
Agreement between Zhuhai Gree Group
Finance Co., Ltd. and Zhuhai Gree Group
Co., Ltd.
--------------------------------------------------------------------------------
GUANGDONG SHENGYI SCI. TECH CO., LTD.
Ticker: 600183 Security ID: Y20965102
Meeting Date: APR 15, 2010 Meeting Type: Annual
Record Date: APR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Financial Statements For For Management
2 Approve 2009 Allocation of Income and For For Management
Dividends
3 Approve 2009 Directors' Report For For Management
4 Approve 2009 Supervisors' Report For For Management
5 Approve 2009 Annual Report and Annual For For Management
Report Summary
6 Approve to Re-Appoint GP Certified For For Management
Public Accountants as Company's 2010
Audit Firm and Approve to Fix Their
2009 Remuneration as RMB450,000
7 Approve 2010 Daily Continuing Connected For For Management
Transactions
8 Approve 2010 Provision of RMB800 For For Management
Million Loan Guarantee for Suzhou
Shengyi Technology Co., Ltd.
9 Approve 2010 Provision of RMB600 For For Management
Million Loan Guarantee for Shanxi
Shengyi Technology Co., Ltd.
10 Approve the RMB160,653,000 Additional For For Management
Budget in the Phase 5 of Songshanhu
Project
--------------------------------------------------------------------------------
HUADIAN POWER INTERNATIONAL (FORMER SHANDONG INT'L POWER DEV
Ticker: 600027 Security ID: Y3738Y101
Meeting Date: DEC 22, 2009 Meeting Type: Special
Record Date: NOV 20, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Provision of an Annual Average For For Management
Loan Balance Not Exceeding RMB 16
Billion for Each of the Financial Year
from 2009 to 2011 by China Huadian and
its Subsidiaries to the Company and its
Subsidiaries
1b Approve Provision of Annual Average For For Management
Loan Balance Not Exceeding RMB 8
Billion for Each of the Financial Year
from 2009 to 2011 by Shandong
International Trust to the Company and
its Subsidiaries
2 Elect Chen Dianlu as Non-Executive For For Management
Director
--------------------------------------------------------------------------------
HUAXIN CEMENT CO. LTD.
Ticker: 900933 Security ID: CNE000000DC6
Meeting Date: JUL 13, 2009 Meeting Type: Special
Record Date: JUL 3, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Company's Eligibility for For For Management
Issuance of Shares via a Private
Placement
2 Approve Adjustments in the Company's For For Management
Proposal for the Issuance of Private A
Shares
2.1 Approve Issuance Type For For Management
2.2 Approve Par Value For For Management
2.3 Approve Number of Shares and Amount of For For Management
Funds to be Raised
2.4 Approve Issuance Party and Subscription For For Management
Manner
2.5 Approve Issuance Price and Basis of Fix For For Management
Price
2.6 Approve Lock-Up Period and Listing For For Management
Location
2.7 Approve Resolution Validity Period For For Management
2.8 Approve Usage of Funds from Issuance For For Management
2.9 Approve Arrangement of Undistributed For For Management
Profits before Issuance
3 Approve Report on the Usage of For For Management
Previously Raised Funds
4 Approve Feasibility Report on the Usage For For Management
of Funds from Issuance
5 Approve Conditional Share Subscription For For Management
Agreement to be Signed with a Company
6 Approve Authorization to the Board to For For Management
Handle Matters in Relation to the
Issuance of Shares via a Private
Placement
7 Approve Provision of Loan Guarantee to For For Management
Company's Subsidiaries
--------------------------------------------------------------------------------
HUAYU AUTOMOTIVE SYSTEMS CO LTD
Ticker: 600741 Security ID: Y7680U108
Meeting Date: MAY 27, 2010 Meeting Type: Annual
Record Date: MAY 20, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Directors' Report For For Management
2 Approve 2009 Supervisors' Report For For Management
3 Approve 2009 Independent Directors' For For Management
Report
4 Approve the Loss and Profit For For Management
Distribution Plan and Loss and Profits
During the Relevant Period of Assets
Sale in the Major Assets Restructuring
5 Approve 2009 Allocation of Income and For For Management
Dividends
6 Approve 2009 Financial Statements For For Management
7 Approve 2009 Annual Report and Annual For For Management
Report Summary
8 Approve Estimated Amount of 2010 For For Management
Continuing Connected Transactions
9 Approve Rules and Procedures Regarding For For Management
Independent Directors' Working System
10 Approve Guidelines on Related Party For For Management
Transactions
11 Approve to Re-Appoint Deloitte Touche For For Management
Tohmatsu Certified Public Accountants
(China) Ltd as Company's Audit Firm
--------------------------------------------------------------------------------
INDUSTRIAL BANK CO LTD
Ticker: 601166 Security ID: CNE000001QZ7
Meeting Date: DEC 8, 2009 Meeting Type: Special
Record Date: DEC 2, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Director For For Management
2 Approve Amendment to the System on For For Management
Related Party Transaction Management
3 Approve the Company's Eligibility for For For Management
Rights Issuance
4 Approve Scheme for Rights Issuance For For Management
4.1 Approve Issue Type and Par Value For For Management
4.2 Approve Proportion and Number of Shares For For Management
4.3 Approve Issue Price and Pricing Method For For Management
4.4 Approve Parties For For Management
4.5 Approve Usage of Funds For For Management
4.6 Approve Resolution Validity Period For For Management
5 Approve Arrangement of Undistributed For For Management
Profits before Rights Issuance
6 Approve Report on the Usage of For For Management
Previously Raised Funds
7 Approve Feasibility Report on the Usage For For Management
of Funds from Rights Issuance
8 Approve Authorization to the Board to For For Management
Handle Matters in Relation to the
Rights Issuance
9 Approve Capital Management Plan from For For Management
2009 to 2012
--------------------------------------------------------------------------------
INDUSTRIAL BANK CO., LTD.
Ticker: 601166 Security ID: Y3990D100
Meeting Date: MAR 26, 2010 Meeting Type: Annual
Record Date: MAR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Tang Bin as Director For For Management
2 Approve 2009 Directors' Report For For Management
3 Approve 2009 Supervisors' Report For For Management
4 Approve 2009 Evaluation Report on Duty For For Management
Performance of Directors
5 Approve 2009 Evaluation Report on Duty For For Management
Performance of Supervisors
6 Approve 2009 Evaluation Report on Duty For For Management
Performance of Directors and Senior
Managers by the Supervisory Committee
7 Approve 2009 Financial Statements and For For Management
2010 Financial Budget Report
8 Approve 2009 Allocation of Income and For For Management
Dividends
9 Approve 2010 Audit Firm For For Management
10 Approve 2009 Annual Report and Summary For For Management
11 Approve Report on Previously Raised For For Management
Funds
--------------------------------------------------------------------------------
INTIME DEPARTMENT STORE (GROUP) CO., LTD.
Ticker: 1833 Security ID: G49204103
Meeting Date: DEC 18, 2009 Meeting Type: Special
Record Date: DEC 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Jinhua Intime Sale and Purchase For For Management
Agreement and Authorize Board to
Execute Necessary Actions
--------------------------------------------------------------------------------
INTIME DEPARTMENT STORE (GROUP) CO., LTD.
Ticker: 1833 Security ID: G49204103
Meeting Date: JUN 7, 2010 Meeting Type: Annual
Record Date: MAY 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports (Voting)
2 Approve Dividends For For Management
3Ai Reelect Shen Guojun as Director For For Management
3Aii Reelect Xin Xiangdong as Director For For Management
3Aiii Reelect Chow Joseph as Director For For Management
3B Approve Remuneration of Directors For For Management
4 Approve Ernst & Young as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
5 Authorize Share Repurchase For For Management
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
LINGYUAN IRON & STEEL CO LTD
Ticker: 600231 Security ID: CNE000001279
Meeting Date: DEC 4, 2009 Meeting Type: Special
Record Date: DEC 1, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Investment in a Project For For Management
2 Approve Investment in a Project For For Management
3 Approve Investment in a Project For For Management
4 Approve Adjustment in the Investment For For Management
Amount in a Project
--------------------------------------------------------------------------------
LINGYUAN IRON & STEEL CO., LTD.
Ticker: 600231 Security ID: Y52896100
Meeting Date: MAR 5, 2010 Meeting Type: Annual
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Directors' Report For For Management
2 Approve 2009 Supervisors' Report For For Management
3 Accept Financial Statements For For Management
4 Approve 2009 Allocation of Income and For For Management
Capitalization of Capital Reserves
5 Approve 2010 Related Party Transaction For For Management
Agreement with Linggang Group Co.,
Ltd., and its Subsidiary
6 Approve to Sign Contracts with Linggang For For Management
Group Beipiao Mining Co., Ltd.
7 Approve Re-appoint Audit Firm For For Management
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 601318 Security ID: CNE000001R84
Meeting Date: AUG 7, 2009 Meeting Type: Special
Record Date: JUL 7, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve a Specific Mandate to Allot and For For Management
Issue Consideration Shares Under the
Share Purchase Agreement
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 601318 Security ID: CNE1000003X6
Meeting Date: AUG 7, 2009 Meeting Type: Special
Record Date: JUL 7, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve a Specific Mandate to Allot and For For Management
Issue Consideration Shares Under the
Share Purchase Agreement
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 601318 Security ID: CNE1000003X6
Meeting Date: AUG 7, 2009 Meeting Type: Special
Record Date: JUL 7, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve a Specific Mandate to Allot and For For Management
Issue Consideration Shares Under the
Share Purchase Agreement
--------------------------------------------------------------------------------
PING AN INSURANCE (GROUP) CO. OF CHINA, LTD.
Ticker: 601318 Security ID: Y6898C116
Meeting Date: JUN 29, 2010 Meeting Type: Annual
Record Date: MAY 27, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Annual Report and Its Summary For For Management
4 Accept Financial Statements and For For Management
Statutory Reports
5 Approve Profit Distribution Plan and For For Management
Recommendation for Final Dividend for
the Year Ended December 31, 2009
6 Reappoint Ernst and Young Hua Ming and For For Management
Ernst and Young as PRC and
International Auditors, Respectively,
and Authorize the Board to Fix Their
Remuneration
7 Elect David Fried as Non-Executive For For Management
Director
8 Amend Articles of Association For For Management
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Approve Final Dividend for H For For Shareholder
Shareholders
11 Amend Articles Re: Shareholding For For Shareholder
Structure and Registered Capital
--------------------------------------------------------------------------------
PINGDINGSHAN TIANAN COAL MINING CO LTD
Ticker: 601666 Security ID: CNE000001PH7
Meeting Date: SEP 10, 2009 Meeting Type: Special
Record Date: SEP 4, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Acquisition of Assets For For Management
2 Approve to Authorize the Board to For For Management
Handle All Matters Related with the
Acquisition of Assets
--------------------------------------------------------------------------------
PINGDINGSHAN TIANAN COAL MINING CO., LTD.
Ticker: 601666 Security ID: Y6898D106
Meeting Date: MAY 11, 2010 Meeting Type: Annual
Record Date: APR 30, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Directors' Report For For Management
2 Approve 2009 Supervisors' Report For For Management
3 Approve 2009 Financial Statements For For Management
4 Approve 2009 Allocation of Income and For For Management
Dividends
5 Amend Articles of Association For For Management
6 Approve 2009 Annual Report and Annual For For Management
Report Summary
7 Approve to Renew the Connected For For Management
Transactions Agreement
8 Approve the Implementation of 2009 For For Management
Related Party Transaction and the
Estimated Amount of 2010 Continuing
Connected Transactions
9 Approve to Re-Appoint Company's 2010 For For Management
Audit Firm
10 Elect Directors and Independent For For Management
Directors
11 Elect Supervisors For For Management
12 Approve Independent Directors' Report For For Management
--------------------------------------------------------------------------------
QINGHAI SALT LAKE POTASH CO., LTD.
Ticker: 792 Security ID: Y7170U105
Meeting Date: JAN 26, 2010 Meeting Type: Special
Record Date: JAN 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Company's Merger and For For Management
Absorption of Qinghai Salt Lake
Industry Group Co., Ltd. through
Additional Share Swap and the
Cancellation of the Company's Equity
Held by Salt Lake Group
2 Approve Connected Transaction in For For Management
Connection to the Company's Merger and
Absorption of a Company via Additional
Share Swap
3 Approve Draft Report in Connection to For For Management
the Company's Merger and Absorption of
Qinghai Salt Lake Industry Group Co.,
Ltd. through Additional Share Swap and
the Cancellation of the Company's
Equity Held by Salt Lake Group
4 Approve Agreement on Merger and For For Management
Absorption
5 Approve Exemption of a Company from For For Management
Tender Offer Obligation
6 Approve Authorization of the Board to For For Management
Handle Matters in Relation to the
Merger
--------------------------------------------------------------------------------
QINGHAI SALT LAKE POTASH CO., LTD.
Ticker: 792 Security ID: Y7170U105
Meeting Date: MAR 4, 2010 Meeting Type: Annual
Record Date: MAR 1, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Financial Statements and For For Management
2010 Financial Budget Report
2 Approve 2009 Directors' Report For For Management
3 Approve 2009 Supervisors' Report For For Management
4 Approve Allocation of 2009 Income For For Management
5 Approve Re-appoint 2010 Audit Firm For For Management
6 Approve 2010 Related Party Transaction For For Management
6.1 Approve to Purchase Water, Electricity, For For Management
Woven Bags, Pharmaceutical, and Service
from Salt Lake Group Co., Ltd; and Sell
Potassium Chloride to Sinofert Holdings
Limited and Shanxi Wentong Salt Bridge
Fertilizer Co., Ltd.
6.2 Approve Company's Subsidiary, Qinghai For For Management
Salt Lake Development Co., Ltd., to
Purchase Resource from Salt Lake Group
Co., Ltd
6.3 Approve the Fee of Purchasing Resource For For Management
form Related Parties
7 Approve 2009 Independent Directors' For For Management
Report
--------------------------------------------------------------------------------
SANY HEAVY INDUSTRY CO., LTD.
Ticker: 600031 Security ID: Y75268105
Meeting Date: JAN 22, 2010 Meeting Type: Special
Record Date: JAN 18, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Extend the Resolution For For Management
Validity Period of the Company's Share
Issuance to Purchase Assets for One
Year
2 Approve to Authorize the Board to For For Management
Handle Matters in Relation to the Share
Issuance to Purchase Assets
3 Amend Articles of Association (Special) For For Management
4 Elect Zhao Xiang Zhang and Liang Ye For For Management
Zhong as Directors
--------------------------------------------------------------------------------
SANY HEAVY INDUSTRY CO., LTD.
Ticker: 600031 Security ID: Y75268105
Meeting Date: MAY 20, 2010 Meeting Type: Annual
Record Date: MAY 13, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Directors' Report For For Management
2 Approve 2009 Annual Report and Annual For For Management
Report Summary
3 Approve 2009 Supervisors' Report For For Management
4 Approve 2009 Financial Statements For For Management
5 Approve 2009 Allocation of Income and For For Management
Dividends and Capitalization of Capital
Reserves
6 Approve Application of Credit Line from For For Management
Bank
7 Approve the Connected Transactions For For Management
Regarding Financing Leasing and Sales
Cooperation with Two Companys
8 Elect Directors and Idependent For For Management
Directors
9 Elect Supervisors For For Management
10 Approve to Re-Appoint Company's Audit For For Management
Firm
11 Approve the Company's H-Share Issuance For For Management
and Listing
12.1 Approve Issue Qualifications and Price For For Management
12.2 Approve Issue Type, Par Value, Issue For For Management
Time and Manner of Issuance
12.3 Approve Scale of Issuance For For Management
12.4 Approve Basis of Fix Price For For Management
12.5 Approve Parties For For Management
12.6 Approve Principles of Issuance For For Management
13 Approve Change of the Company to For For Management
Overseas-Funded Company
14 Approve Report on the Usage of For For Management
Previously Raised Funds
15 Approve the Plan for Use and Investment For For Management
of Funds to be Raised from H-Share
Issuance
16 Approve the Valid Period of the For For Management
Resolution Relating to the Company's
H-Share Issuance and Listing
17 Approve to Authorize the Board and For For Management
Authorized Persons to Handle Matters in
Relation to The H-Share Issuance and
Listing
18 Approve the Determination of the For For Management
Persons Authorized by the Board
19 Amend Articles of Association For For Management
20 Approve the Distribution Plan of For For Management
Undistributed Accumulative Profits
Prior to the H-Share Issuance
--------------------------------------------------------------------------------
SANY HEAVY INDUSTRY CO., LTD.
Ticker: 600031 Security ID: Y75268105
Meeting Date: JUN 26, 2010 Meeting Type: Special
Record Date: JUN 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Election of Independent For For Management
Director
2 Amend Articles of Association For For Management
3 Approve Acquisition of 100 Percent For For Management
Equity in a Company
4 Approve Stake Acquisitions For For Management
--------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICAL CO., LTD.
Ticker: 601607 Security ID: Y7682C106
Meeting Date: MAR 31, 2010 Meeting Type: Special
Record Date: MAR 23, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors Ahead of Planned For For Management
Schedule
2 Elect Directors For For Management
3 Elect Supervisors For For Management
4 Approve Change of Company Name For For Management
5 Amend Articles of Association (Special) For For Management
--------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 601607 Security ID: Y7682C106
Meeting Date: MAY 18, 2010 Meeting Type: Annual
Record Date: MAY 10, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Directors' Report For For Management
2 Approve 2009 Supervisors' Report For For Management
3 Approve 2009 Financial Statements For For Management
4 Approve 2009 Allocation of Income and For For Management
Dividends
5 Approve Payment of 2009 Audit Fee For For Management
6 Approve to Re-Appoint Company's Audit For For Management
Firm
7 Approve 2010 External Guarantee Quota For Against Management
8 Approve Allowance of Independent For For Management
Directors
--------------------------------------------------------------------------------
SHANXI XISHAN COAL & ELECTRICITY POWER CO LTD
Ticker: 983 Security ID: Y7701C103
Meeting Date: FEB 2, 2010 Meeting Type: Special
Record Date: JAN 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Wu Huatai as Director For For Management
1.2 Elect Xue Daocheng as Director For For Management
1.3 Elect Wang Yubao as Director For For Management
2 Amend Articles of Association (Special) For For Management
--------------------------------------------------------------------------------
SHANXI XISHAN COAL & ELECTRICITY POWER CO., LTD.
Ticker: 983 Security ID: Y7701C103
Meeting Date: MAR 18, 2010 Meeting Type: Special
Record Date: MAR 12, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Shanxi Coking Coal Group For For Management
Finance Co., Ltd. to Provide Financing
Services to the Company and the
Company's Subsidiaries
--------------------------------------------------------------------------------
SHANXI XISHAN COAL & ELECTRICITY POWER CO., LTD.
Ticker: 983 Security ID: Y7701C103
Meeting Date: APR 22, 2010 Meeting Type: Annual
Record Date: APR 16, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Directors' Report For For Management
2 Approve 2009 Supervisors' Report For For Management
3 Approve 2009 Financial Statements For For Management
4 Approve 2009 Allocation of Income and For For Management
Dividends
5 Approve the 2009 Over-Estimated For For Management
Continuing Connected Transactions
6 Approve 2010 Integrated Service For Abstain Management
Agreement with Xishan Coal (Group) Co.,
Ltd.
7 Approve the Connected Transaction of For For Management
Fuel Coal Purchase and Heat Supply of a
Controlled Subsidiary in 2010
8 Approve the Connected Transaction of For For Management
Fuel Coal Purchase of a Wholly-Owned
Subsidiary in 2010
9 Approve the Connected Transaction of For For Management
Coal Sale to a Company in 2010
10 Approve the Connected Transaction of For For Management
Coal Sale to Another Company in 2010
11 Approve to Re-Appoint Company's Audit For For Management
Firm and Approve Payment for Audit Fee
--------------------------------------------------------------------------------
TBEA CO. LTD (FRMLY TEBIAN ELECTRIC APPARATUS STOCK CO LTD
Ticker: 600089 Security ID: CNE000000RB8
Meeting Date: SEP 5, 2009 Meeting Type: Special
Record Date: AUG 27, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles of Association (Special) For For Management
2 Approve 2009 Business Hedging and For Abstain Management
Foreign Exchange Forward Settlement
--------------------------------------------------------------------------------
TBEA CO. LTD (FRMLY TEBIAN ELECTRIC APPARATUS STOCK CO LTD
Ticker: 600089 Security ID: Y9723W109
Meeting Date: MAR 12, 2010 Meeting Type: Special
Record Date: MAR 5, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Company's Eligibility for For Abstain Management
2010 Public Issuance of Shares with
Preemptive Rights
2 Approve 2010 Public Issuance of Shares For Abstain Management
with Preemptive Rights
2.1 Approve Issue Type For Abstain Management
2.2 Approve Par Value For Abstain Management
2.3 Approve Number of Shares For Abstain Management
2.4 Approve Parties For Abstain Management
2.5 Approve Manner of Issuance For Abstain Management
2.6 Approve Basis of Fix Price For Abstain Management
2.7 Approve Usage and Amount of Funds For Abstain Management
2.8 Approve Resolution Validity Period For Abstain Management
2.9 Approve Arrangement of Undistributed For Abstain Management
Profits
3 Approve Authorization to the Board to For Abstain Management
Handle Matters in Relation to the
Public Issuance of Shares with
Preemptive Rights
3.1 Approve the Board to Handle Matters in For Abstain Management
Relation to Application of the Public
Issuance of Shares with Preemptive
Rights
3.2 Approve Procedures and Registration For Abstain Management
Manner of Issuance based on
Requirements of Relevant Offices
3.3 Approve to Sign Documents and Contracts For Abstain Management
3.4 Approve the Board to Handle Matters in For Abstain Management
Relation to Investment Projects with
Raised Funds
3.5 Approve Adjustments on Arrangements of For Abstain Management
Investment Projects based on
Requirements of Relevant Offices
3.6 Approve to Amend Articles of For Abstain Management
Association and Alter Registered
Capital based on Result of Issuance
3.7 Approve Listing Matters after Issuance For Abstain Management
3.8 Approve to Adjust Solutions of Issuance For Abstain Management
Regarding to New Policies based on
Requirements of Relevant Offices
3.9 Approve Other Matters in Relation to For Abstain Management
the Issuance
3.10 Approve Resolution Validity Period For Abstain Management
4 Approve Feasibility Analysis Reports of For Abstain Management
Usage of Funds Raised from 2010 Public
Issuance of Shares with Preemptive
Rights
4.1 Approve a Construction Project For Abstain Management
4.2 Approve a Technology Update Project For Abstain Management
4.3 Approve another Construction Project For Abstain Management
4.4 Approve an Update Construction Project For Abstain Management
4.5 Approve a Cable Construction Project For Abstain Management
4.6 Approve Foreign Contract Projects For Abstain Management
4.6.1 Approve Sudan Khartoum North Project For Abstain Management
4.6.2 Approve Eastern Sudan Electricity Grid For Abstain Management
Project
5 Approve Board Report on Usage of For Abstain Management
Previously Raised Funds
--------------------------------------------------------------------------------
TSINGTAO BREWERY CO
Ticker: 600600 Security ID: Y8997D110
Meeting Date: JUN 17, 2010 Meeting Type: Annual
Record Date: MAY 17, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Work Report of the Board of For For Management
Directors
2 Accept Work Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Proposal For For Management
for the Year 2009
5 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian Certified Public Accountants Ltd.
Co., and PricewaterhouseCoopers, Hong
Kong as Domestic and International
Auditors, Respectively, and Authorize
Board to Fix Their Remuneration
6 Approve Reward Proposal to Directors For Against Management
and Supervisors Awarded by Shanghai
Stock Exchange
--------------------------------------------------------------------------------
WUHAN IRON & STEEL CO LTD
Ticker: 600005 Security ID: CNE000000ZZ0
Meeting Date: SEP 23, 2009 Meeting Type: Special
Record Date: SEP 16, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Company's Eligibility for For For Management
Rights Issue
2 Approve the Company's 2009 Rights Issue For For Management
2.1 Approve Issue Tupe and Par Value For For Management
2.2 Approve Manner of Issuance For For Management
2.3 Approve Ratio and Number of Shares For For Management
2.4 Approve Price and Basis of Price For For Management
2.5 Approve Parties For For Management
2.6 Approve Arrangement of Profit For For Management
Distribution
2.7 Approve Resolution Validity Period For For Management
2.8 Approve Period of Issuance For For Management
3 Approve Usage of Funds For For Management
3.1 Approve Purchase of Part of the Assets For For Management
of Wuhan Iron & Steel Group
3.2 Approve Purchase of Production Facility For For Management
Projects from Wuhan Iron and Steel
Group Mining Co., Ltd.
3.3 Approve to Replenish Working Capital For For Management
4 Approve Feasibility Report on Usage of For For Management
Funds from Issuance
5 Approve Asset Purchase Agreement in For For Management
Relation to the Issuance
6 Approve Land Use Right and Lease For For Management
Agreement in Relation to the Issuance
7 Amend Articles of Association (Special) For For Management
8 Approve Report on Previously Raised For For Management
Funds
9 Approve Authorization of the Board in For For Management
Relation to the Rights Issuance
--------------------------------------------------------------------------------
WUHAN ZHONGBAI GROUP CO., LTD.
Ticker: 759 Security ID: Y9715V101
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: APR 22, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Directors' Report For For Management
2 Approve 2009 Annual Report and Annual For For Management
Report Summary
3 Approve 2009 Supervisors' Report For For Management
4 Approve 2009 Financial Statements For For Management
5 Approve 2009 Allocation of Income and For For Management
Dividends
6 Approve Report on the Allocation and For For Management
Usage of 2009 Raised Funds
7 Amend Articles of Association For For Management
8 Elect Director For For Management
9 Approve to Re-Appoint Company's Audit For For Management
Firm
10 Approve Provision of Guarantee for the For For Management
Company's Subsidiaries
11 Approve Issuance of Short-term For For Management
Financing Bill
12 Approve the Measures on the For For Management
Remuneration for the Company's
Management 2009 Revision
13 Approve 2009 Independent Directors' For For Management
Report
14 Approve Provision of Guarantee for the For For Management
Company's Controlled Subsidiaries
--------------------------------------------------------------------------------
WULIANGYE YIBIN CO., LTD.
Ticker: 858 Security ID: Y9828D105
Meeting Date: APR 16, 2010 Meeting Type: Annual
Record Date: APR 9, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Annual Report For For Management
2 Approve 2009 Directors' Report For For Management
3 Approve 2009 Supervisors' Report For For Management
4 Approve 2009 Financial Statements For For Management
5 Approve 2009 Allocation of Income and For For Management
Dividends
6 Approve Remuneration of Senior For Abstain Management
Management Group
--------------------------------------------------------------------------------
XJ ELECTRIC CO., LTD.
Ticker: 400 Security ID: Y9722U104
Meeting Date: MAY 21, 2010 Meeting Type: Annual
Record Date: MAY 14, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Annual Report and Annual For For Management
Report Summary
2 Approve 2009 Directors' Report For For Management
3 Approve 2009 Financial Statements For For Management
4 Approve 2009 Allocation of Income and For For Management
Dividends
5 Approve to Re-Appoint Company's Audit For For Management
Firm
6 Approve Estimated Amount of 2010 For For Management
Continuing Connected Transactions
7 Approve the 2009 Over-Estimated For For Management
Continuing Connected Transactions
8 Approve 2009 Supervisors' Report For For Management
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: 600188 Security ID: CNE1000004Q8
Meeting Date: OCT 30, 2009 Meeting Type: Special
Record Date: SEP 29, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1a Approve Acquisition Through Austar Coal For For Management
Mine Pty Ltd. of the Entire Equity
Interest in Felix Resources Ltd. By Way
of a Scheme of Arrangement
(Transaction)
1b Approve that All Resolutions Passed at For For Management
the EGM shall be Valid for a Period of
12 Months from the Date of Passing
2 Approve Material Asset Restructuring For For Management
Report
3 Approve Grant of a Bank Loan by Bank of For For Management
China, Sydney Branch of AUD 3.3 Billion
to Finance the Consideration Under the
Transaction; and the Provision by
Yankuang Group Corp. Ltd. of a
Counter-Guarantee to the Company
4 Authorize Board to Do All Such Acts and For For Management
Things Necessary to Implement the
Transaction
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: 600188 Security ID: Y97417110
Meeting Date: JUN 25, 2010 Meeting Type: Special
Record Date: MAY 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
YANZHOU COAL MINING COMPANY LIMITED
Ticker: 600188 Security ID: Y97417110
Meeting Date: JUN 25, 2010 Meeting Type: Annual
Record Date: MAY 25, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Accept Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Plan and For For Management
Dividend of RMB1.229 billion,
Equivalent to RMB 0.25 Per Share
5 Approve Remuneration of Directors and For For Management
Supervisors
6 Reappoint Grant Thornton and Shine Wing For For Management
Certified Public Accountants Ltd. as
International and PRC Auditors,
Respectively, and Authorize Board to
Fix Their Remuneration
7 Approve Proposal Regarding Purchase of For Abstain Management
Liability Insurance for Directors,
Supervisors, and Senior Officers
8 Amend Articles Re: Expansion of For For Management
Business Scope
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
10 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
ZHEJIANG JINGXING PAPER JOINT STOCK CO., LTD.
Ticker: 2067 Security ID: Y988AD109
Meeting Date: APR 28, 2010 Meeting Type: Annual
Record Date: APR 21, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Company and Its Subsidiary For Abstain Management
to Apply for 2010 Credit Quota from
Bank and Relevant Authorization
2 Approve the Guarantee Quota for For For Management
Controlled Subsidiary in 2010
3 Approve the Mutual Guarantee Agreement For For Management
to be Signed with a Company
4 Approve the Mutual Guarantee Agreement For For Management
to be Signed with a Plant
5 Approve 2009 Directors' Report For For Management
6 Approve 2009 Supervisors' Report For For Management
7 Approve 2009 Financial Statements and For For Management
2010 Financial Budget Report
8 Approve 2009 Allocation of Income and For For Management
Dividends
9 Approve 2009 Annual Report and Annual For For Management
Report Summary
10 Approve to Re-Appoint Company's 2010 For For Management
Audit Firm
--------------------------------------------------------------------------------
ZHEJIANG JINGXING PAPER JOINT STOCK CO., LTD.
Ticker: 2067 Security ID: Y988AD109
Meeting Date: JUN 29, 2010 Meeting Type: Special
Record Date: JUN 24, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Guarantee Quota for For For Management
Subsidiaries
2 Approve the Implementation of Technical For For Management
Reform Project with Idle Raised funds
and Self-Owned Funds
--------------------------------------------------------------------------------
ZHENGZHOU YUTONG BUS CO LTD.
Ticker: 600066 Security ID: Y98913109
Meeting Date: DEC 26, 2009 Meeting Type: Special
Record Date: DEC 18, 2009
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Change in Audit Firm For For Management
--------------------------------------------------------------------------------
ZHENGZHOU YUTONG BUS CO LTD.
Ticker: 600066 Security ID: Y98913109
Meeting Date: APR 27, 2010 Meeting Type: Annual
Record Date: APR 19, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2009 Directors' Report For For Management
2 Approve 2009 Supervisors' Report For For Management
3 Approve 2009 Independent Directors' For For Management
Report
4 Approve 2009 Financial Statements For For Management
5 Approve 2009 Annual Report and Annual For For Management
Report Summary
6 Approve 2009 Allocation of Income and For For Management
Dividends
7 Approve Estimated Amount of 2010 For For Management
Continuing Connected Transactions
8 Approve the Cancellation of Partnership For For Management
Firm
9 Approve a Technological Transformation For For Management
Project
--------------------------------------------------------------------------------
ZTE CORPORATION (FORMERLY SHENZHEN ZHONGXING TELECOM CO LTD)
Ticker: 763 Security ID: Y0004F121
Meeting Date: MAR 30, 2010 Meeting Type: Special
Record Date: FEB 26, 2010
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Hou Weigui as Non-Independent For For Management
Director
1b Elect Xie Weiliang as Non-Independent For For Management
Director
1c Elect Lei Fanpei as Non-Independent For For Management
Director
1d Elect Zhang Junchao as Non-Independent For For Management
Director
1e Elect Wang Zhanchen as Non-Independent For For Management
Director
1f Elect Dang Lianbo as Non-Independent For For Management
Director
1g Elect Yin Yimin as Non-Independent For For Management
Director
1h Elect Shi Lirong as Non-Independent For For Management
Director
1i Elect He Shiyou as Non-Independent For For Management
Director
1j Elect Li Jin as Independent Director For For Management
1k Elect Qu Xiaohui as Independent For For Management
Director
1l Elect Wei Wei as Independent Director For For Management
1m Elect Chen Naiwei as Independent For For Management
Director
1n Elect Tan Zhenhui as Independent For For Management
Director
2a Elect Wang Yan as Shareholders' For For Management
Representative Supervisor
2b Elect Xu Weiyan as Shareholders' For For Management
Representative Supervisor
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) Morgan Stanley China A Share Fund, Inc.
By (Signature and Title)* /s/ Randy Takian
-----------------------------------------
Randy Takian
President and Principal Executive Officer
Date August 25, 2010
* Print the name and title of each signing officer under his or her
signature.