1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Share Options (Right to Buy)
|
02/01/2014(2)
|
02/01/2023 |
Ordinary Shares
|
5,933
|
$
45.41
|
D
|
Â
|
Employee Share Options (Right to Buy)
|
01/02/2015(3)
|
01/02/2024 |
Ordinary Shares
|
6,037
|
$
51.35
|
D
|
Â
|
Employee Share Options (Right to Buy)
|
01/09/2016(4)
|
01/09/2025 |
Ordinary Shares
|
3,968
|
$
103.57
|
D
|
Â
|
Employee Share Options (Right to Buy)
|
01/04/2017(5)
|
01/04/2026 |
Ordinary Shares
|
3,601
|
$
72.61
|
D
|
Â
|
Employee Share Options (Right to Buy)
|
01/03/2018(6)
|
01/03/2027 |
Ordinary Shares
|
4,752
|
$
51.73
|
D
|
Â
|
Employee Share Options (Right to Buy)
|
04/02/2019(7)
|
04/02/2028 |
Ordinary Shares
|
15,174
|
$
13.8
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 7,922 restricted share units which vest in four equal annual installments beginning on the first anniversary of the date of grant. |
(2) |
Consists of previously granted employee stock options converted pursuant to the terms of the Employee Matters Agreement by and between Covidien plc ("Covidien") and Mallinckrodt plc, dated as of June 28, 2013 to reflect the separation of the pharmaceuticals business of Covidien from the rest of Covidien. The options vested in four equal annual installments beginning February 1, 2014. |
(3) |
The options vest in four equal annual installments beginning January 2, 2015. |
(4) |
The options vest in four equal annual installments beginning January 9, 2016. |
(5) |
The options vest in four equal annual installments beginning January 4, 2017. |
(6) |
The options vest in four equal annual installments beginning January 3, 2018. |
(7) |
The options vest in four equal annual installments beginning April 2, 2019. |