1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units
(1)
|
Â
(2)
|
Â
(2)
|
Common Stock
|
5,589
|
$
0
(2)
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(1)
|
Â
(3)
|
07/16/2024 |
Common Stock
|
21,000
|
$
100.65
|
D
|
Â
|
Employee Stock Option (Right to Buy)
(1)
|
Â
(4)
|
01/14/2025 |
Common Stock
|
25,000
|
$
86.74
|
D
|
Â
|
Performance-based Restricted Stock Units
(1)
|
Â
(5)
|
Â
(5)
|
Common Stock
|
12,800
|
$
0
(6)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Granted pursuant to the Tiffany & Co. 2014 Employee Incentive Plan, which complies with Rule 16(b)-3. |
(2) |
The restricted stock units convert to the issuer's common stock on a one-for-one basis and will vest in three equal installments on July 16, 2015, 2016 and 2017. |
(3) |
The option vests in three equal annual installments on July 16, 2015, 2016, 2017. |
(4) |
The option vests in four equal annual installments on January 14, 2016, 2017, 2018 and 2019. |
(5) |
All or a percentage of the units will be converted to common stock if issuer satisfies financial performance criteria for the three-year performance period ending January 31, 2018. Performance-based restricted stock units not eligible for conversion at the end of such performance period will be canceled. |
(6) |
The performance-based restricted stock units convert to the issuer's common stock on a one-for-one basis. |