1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
Â
(1)
|
10/03/2011 |
Common Stock
|
3,000
|
$
7.9
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(2)
|
05/18/2014 |
Common Stock
|
18,750
|
$
2.89
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(2)
|
02/28/2015 |
Common Stock
|
14,000
|
$
3
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(2)
|
03/10/2016 |
Common Stock
|
12,000
|
$
7.95
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(2)
|
04/05/2016 |
Common Stock
|
2,000
|
$
9.75
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(3)
|
03/29/2017 |
Common Stock
|
15,000
|
$
4.98
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(4)
|
05/13/2018 |
Common Stock
|
2,000
|
$
7.51
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(5)
|
05/19/2018 |
Common Stock
|
70,000
|
$
8.38
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(6)
|
07/27/2019 |
Common Stock
|
60,000
|
$
1.25
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
This grant was originally made for 8,000 options, of which 3,000 remain outstanding and are fully vested and exercisable. |
(2) |
These options are fully vested end exercisable. |
(3) |
Of the 15,000 outstanding options, 11,250 options are fully vested and exercisable, and the remaining 3,750 options are scheduled to vest on 3/29/2011. |
(4) |
Of the 2,000 outstanding options, 1,000 options are fully vested and exercisable, and the remaining 1,000 options are scheduled to vest in two equal annual installments on 05/13/2011 and 05/13/2012. |
(5) |
Of the 70,000 outstanding options, 35,000 options are fully vested and exercisable, and the remaining 35,000 options are scheduled to vest in two equal annual installments on 05/19/2011 and 5/19/2012. |
(6) |
Of the 60,000 outstanding options, 15,000 options are fully vested and exercisable, and the remaining 45,000 options are scheduled to vest in three equal annual installments on 07/27/2011, 07/27/2012 and 07/27/2013 |