UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options | Â (3) | 03/04/2021 | Common Stock | 10,580 | $ 112.4 | D | Â |
Stock Options | Â (4) | 03/03/2025 | Common Stock | 5,560 | $ 136.78 | D | Â |
Stock Options | Â (5) | 03/01/2026 | Common Stock | 7,500 | $ 135.85 | D | Â |
Stock Options | Â (6) | 02/28/2027 | Common Stock | 8,240 | $ 191.71 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Moss William A C/O GENERAL DYNAMICS CORPORATION 2941 FAIRVIEW PARK DR. FALLS CHURCH, VA 22042 |
 |  |  Vice President and Controller |  |
L. Neal Wheeler, by Power of Attorney | 04/04/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares of restricted stock subject to service-based vesting that will be released three years or approximately four years after the grant date, depending on the terms of the grant. |
(2) | Represents performance restricted stock units (PRSUs) and accrued dividend equivalents that have been earned based on satisfaction of the performance metric, which was returned on invested capital. The PRSUs are subject to additional time-vesting requirements. |
(3) | Fifty percent became exercisable on 03/05/2015 and the remaining fifty percent became exercisable on 03/05/2016. |
(4) | Fifty percent became exercisable on 03/04/2017 and the remaining fifty percent will become exercisable on 03/04/2018. |
(5) | Fifty percent will become exercisable on 03/02/2018 and the remaining fifty percent will become exercisable on 03/02/2019. |
(6) | Fifty percent will become exercisable 03/01/2019 and the remaining fifty percent will become exercisable 03/01/2020. |