1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (right to buy)
|
Â
(1)
|
09/26/2013 |
Common Stock
|
2,400
|
$
10.9
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(2)
|
03/12/2015 |
Common Stock
|
9,000
|
$
5
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(3)
|
05/11/2017 |
Common stock
|
40,000
|
$
2.59
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(4)
|
08/25/2021 |
Common Stock
|
75,000
|
$
5.76
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(5)
|
01/12/2022 |
Common Stock
|
70,000
|
$
8.66
|
D
|
Â
|
Employee Stock Option (right to buy)
|
Â
(6)
|
01/10/2023 |
Common Stock
|
60,000
|
$
8.65
|
D
|
Â
|
Restricted Stock Unit
|
Â
(7)
|
Â
(7)
|
Common Stock
|
10,000
|
$
0
(8)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The option vested in annual installments over three years. The first installment became exercisable on September 26, 2007. |
(2) |
The option vested in annual installments over three years. The first installment became exercisable on March 12, 2009. |
(3) |
The option vests in monthly installments over three years. The first installment became exercisable on June 11, 2010. |
(4) |
The option vests in monthly installments over three years. The first installment became exercisable on September 25, 2011. |
(5) |
The option vests in monthly installments over four years. The first installment became exercisable on February 12, 2012. |
(6) |
The option vests in monthly installments over four years. The first installment becomes exercisable on February 10, 2013. |
(7) |
The restricted stock units will vest annually at 1/4 of the units vesting on January 10, 2014, January 10, 2015, January 10, 2016 and January 10, 2017, respectively. |
(8) |
Each restricted stock unit represents a contingent right to receive one share of Neurocrine Biosciences, Inc. Common Stock. |